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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
1
Private Advisor Group
New Jersey
$1.6M +$451K +50,276 +35%
DADC
2
D.A. Davidson & Co
Montana
$1.42M +$813K +90,665 +112%
Morgan Stanley
3
Morgan Stanley
New York
$887K -$48K -5,351 -5%
SXL
4
Summit X LLC
Missouri
$794K +$205K +22,899 +31%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$558K +$118K +13,169 +24%
Osaic Holdings
6
Osaic Holdings
Arizona
$473K +$16.5K +1,834 +3%
Invesco
7
Invesco
Georgia
$303K -$1.42K -158 -0.4%
Wells Fargo
8
Wells Fargo
California
$299K +$35.2K +3,919 +12%
Vanguard Capital Wealth Advisors
9
Vanguard Capital Wealth Advisors
Colorado
$281K
BW
10
Basepoint Wealth
Iowa
$275K +$92.4K +10,300 +45%
NA
11
NewEdge Advisors
Louisiana
$266K -$54 -6 -0%
LPL Financial
12
LPL Financial
California
$264K -$1.39K -155 -0.5%
IAIM
13
International Assets Investment Management
Florida
$261K +$173K +19,290 New
CSIC
14
Clifford Swan Investment Counsel
California
$243K
Bank of America
15
Bank of America
North Carolina
$210K +$12.5K +1,398 +6%
SFI
16
SPC Financial Inc
Maryland
$196K -$31.4K -3,500 -13%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$184K
Cerity Partners
18
Cerity Partners
New York
$166K +$181K +20,131 New
RJA
19
Raymond James & Associates
Florida
$151K -$39.1K -4,359 -19%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$140K
UBS Group
21
UBS Group
Switzerland
$130K -$133K -14,826 -48%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$116K +$4.67K +520 +4%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$107K -$12.6K -1,405 -10%
Mariner
24
Mariner
Kansas
$101K
MFWP
25
Mosaic Family Wealth Partners
Missouri
$97.5K