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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$5.42M +$5.92M +493,145 New
GC
2
Guggenheim Capital
Illinois
$760K +$832K +69,237 New
CHA
3
Cedar Hill Associates
Illinois
$721K +$789K +65,700 New
CCM
4
Covington Capital Management
California
$700K +$765K +63,708 New
LPL Financial
5
LPL Financial
California
$593K +$649K +54,023 New
HFM
6
Hartford Financial Management
Connecticut
$549K +$600K +49,964 New
Morgan Stanley
7
Morgan Stanley
New York
$506K +$553K +46,024 New
SIA
8
Sit Investment Associates
Minnesota
$472K +$517K +43,000 New
SI
9
SII Investments
Wisconsin
$236K +$261K +21,715 New
Wells Fargo
10
Wells Fargo
California
$235K +$257K +21,433 New
U
11
UBS
Switzerland
$187K +$204K +17,000 New
UCFA
12
United Capital Financial Advisors
Texas
$171K +$187K +15,539 New
VFS
13
VSR Financial Services
Kansas
$157K +$172K +14,281 New
Citigroup
14
Citigroup
New York
$106K +$116K +9,647 New
Creative Planning
15
Creative Planning
Kansas
$104K +$114K +9,478 New
WAM
16
Wolverine Asset Management
Illinois
$94K +$104K +8,635 New
WA
17
WFG Advisors
Texas
$88K +$96.2K +8,005 New
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$77K +$84.1K +7,000 New
Bank of America
19
Bank of America
North Carolina
$68K +$74.7K +6,222 New
CAPTRUST Financial Advisors
20
CAPTRUST Financial Advisors
North Carolina
$55K +$60.1K +5,000 New
AIG
21
American International Group
New York
$46.9K +$51.3K +4,274 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$26K +$28.2K +2,350 New
SF
23
Synovus Financial
Georgia
$23K +$25.3K +2,110 New
EWM
24
Elite Wealth Management
Washington
$22K +$24K +2,000 New
Ameriprise
25
Ameriprise
Minnesota
$13K +$14.4K +1,200 New