Ameriprise
PFO

Ameriprise’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

Ameriprise’s Portfolio PFO Stock Details PFO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-1,900
Closed -$19K – 5362
2013
Q3 		$19K Buy
1,900
+700
+58% +$7.26K ﹤0.01% 4453
2013
Q2 		$13K Buy
+1,200
New +$14.4K ﹤0.01% 4594

Other funds holding PFO

Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CCM
Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
ICAS
Investors Capital Advisory Services Lynnfield, Massachusetts $521M AUM 1.51% 1-Year Est. Return
VFS
VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise's PFO Position: Q4 2013 in Review

Ameriprise sold out of Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) in Q4 2013, closing a stake of 1,900 shares — an estimated $19K sold.

Ameriprise first reported a position in PFO in Q2 2013 and held it in 2 quarters. The position peaked at $19K in Q3 2013. 26 funds tracked by Wall St. Rank hold PFO as of Q4 2013.

  • Ameriprise reported no remaining Flaherty & Crumrine Preferred and Income Opportunity Fund position as of Q4 2013 after selling out during the quarter.
  • Ameriprise sold 1,900 Flaherty & Crumrine Preferred and Income Opportunity Fund shares in Q4 2013, an estimated $19K.
  • Ameriprise first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q2 2013 and held it in 2 quarters.
  • Ameriprise's Flaherty & Crumrine Preferred and Income Opportunity Fund position peaked at $19K in Q3 2013.
  • 26 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q4 2013.

Based on Ameriprise's 13F filing for Q4 2013, filed 14 Feb 2014.