First Foundation Advisors’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

First Foundation Advisors’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-20,000	Closed	-$213K	–	323
2015 Q4	$213K	Sell	20,000 -27,218	-58%	-$291K	0.01%	267
2015 Q3	$485K	Buy	+47,218	New	+$493K	0.04%	150

Other funds holding PFO

Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CHA

Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

ICAS

Investors Capital Advisory Services Lynnfield, Massachusetts $521M AUM 1.51% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

First Foundation Advisors's PFO Position: Q1 2016 in Review

First Foundation Advisors sold out of Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) in Q1 2016, closing a stake of 20,000 shares — an estimated $213K sold.

First Foundation Advisors first reported a position in PFO in Q3 2015 and held it in 2 quarters. The position peaked at $485K in Q3 2015. 30 funds tracked by Wall St. Rank hold PFO as of Q1 2016.

First Foundation Advisors reported no remaining Flaherty & Crumrine Preferred and Income Opportunity Fund position as of Q1 2016 after selling out during the quarter.
First Foundation Advisors sold 20,000 Flaherty & Crumrine Preferred and Income Opportunity Fund shares in Q1 2016, an estimated $213K.
First Foundation Advisors first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q3 2015 and held it in 2 quarters.
First Foundation Advisors's Flaherty & Crumrine Preferred and Income Opportunity Fund position peaked at $485K in Q3 2015.
30 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q1 2016.

Based on First Foundation Advisors's 13F filing for Q1 2016, filed 13 May 2016.