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Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IAA
51
Independent Advisor Alliance
North Carolina
– -$200K -22,140 Closed
Invesco
52
Invesco
Georgia
– -$167K -18,471 Closed
Commonwealth Equity Services
53
Commonwealth Equity Services
Massachusetts
– -$101K -11,220 Closed
WB
54
Webster Bank
Connecticut
– -$27.1K -3,000 Closed
AF
55
Allworth Financial
California
– -$22.7K -2,510 Closed
RF
56
Rossby Financial
Florida
– -$6.39K -700 Closed
Northwestern Mutual Wealth Management
57
Northwestern Mutual Wealth Management
Wisconsin
– -$1.84K -204 Closed