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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
51
Advisors Asset Management
Colorado
-$3.17M -350,620 Closed
IAA
52
Independent Advisor Alliance
North Carolina
-$200K -22,140 Closed
Invesco
53
Invesco
Georgia
-$167K -18,471 Closed
Commonwealth Equity Services
54
Commonwealth Equity Services
Massachusetts
-$101K -11,220 Closed
WB
55
Webster Bank
Connecticut
-$27.1K -3,000 Closed
AF
56
Allworth Financial
California
-$22.7K -2,510 Closed
RF
57
Rossby Financial
Florida
-$6.39K -700 Closed
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
-$1.84K -204 Closed