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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TCM
26
Traub Capital Management
Massachusetts
$155K +$154K +16,759 New
Bank of America
27
Bank of America
North Carolina
$135K
Cetera Investment Advisers
28
Cetera Investment Advisers
Illinois
$127K +$18.5K +2,015 +17%
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$125K -$3.36K -365 -3%
JCM
30
Jag Capital Management
Missouri
$117K
MFWP
31
Mosaic Family Wealth Partners
Missouri
$109K
CCFM
32
Clear Creek Financial Management
Washington
$102K +$322 +35 +0.3%
Citadel Advisors
33
Citadel Advisors
Florida
$102K +$102K +11,062 New
AC
34
AlphaCore Capital
California
$97.9K -$21.1K -2,300 -18%
UBS Group
35
UBS Group
Switzerland
$79.3K +$21.9K +2,378 +38%
BW
36
Basepoint Wealth
Iowa
$59K -$32.6K -3,550 -36%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$51K +$40.6K +4,416 +408%
WAM
38
Wolverine Asset Management
Illinois
$50K +$49.8K +5,416 New
TJHA
39
Thomas J. Herzfeld Advisors
Florida
$34K -$414 -45 -1%
PP
40
Paladin Partners
Wisconsin
$30.2K
MG
41
Mather Group
Illinois
$29.9K -$24.4K -2,649 -45%
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$27.7K
WBC
43
West Branch Capital
Massachusetts
$22.2K +$313 +34 +1%
APFP
44
Action Point Financial Planning
Michigan
$15.7K +$15.6K +1,700 New
CS
45
Clear Street
New York
$14.2K +$14.1K +1,535 New
FDCDDQ
46
Federation des caisses Desjardins du Quebec
Quebec, Canada
$12K
BBPWM
47
Blue Bell Private Wealth Management
Pennsylvania
$5.52K
HI
48
Harbour Investments
Wisconsin
$3.7K
HWP
49
Highline Wealth Partners
California
$2.86K
IWC
50
Integrated Wealth Concepts
Massachusetts
$2.63K +$2.61K +284 New