Rockefeller Capital Management’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

Rockefeller Capital Management’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$27.1K	Sell	3,000 -322	-10%	-$3.04K	﹤0.01%	3573
2025 Q4	$31.4K	Sell	3,322 -3	-0.1%	-$29	﹤0.01%	3285
2025 Q3	$32.4K	Buy	+3,325	New	+$31.2K	﹤0.01%	3121
2022 Q3	–	Sell	-3,446	Closed	-$32K	–	4266
2022 Q2	$32K	Buy	+3,446	New	+$34.8K	﹤0.01%	2484

Other funds holding PFO

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

CBU

CIBC Bancorp USA Chicago, Illinois $74.4B AUM

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CEFA

Closed-End Fund Advisors Richmond, Virginia $98.3M AUM

Rockefeller Capital Management's PFO Position: Q1 2026 in Review

Rockefeller Capital Management reduced its Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) stake by 9.7% in Q1 2026, selling an estimated $3.04K and leaving 3,000 shares worth $27.1K. The position accounts for ﹤0.01% of the portfolio, ranked #3573.

Rockefeller Capital Management first reported a position in PFO in Q2 2022 and has held it in 4 quarters since. The position peaked at $32.4K in Q3 2025. 52 funds tracked by Wall St. Rank hold PFO as of Q1 2026.

Rockefeller Capital Management held 3,000 shares of Flaherty & Crumrine Preferred and Income Opportunity Fund worth $27.1K as of Q1 2026.
Rockefeller Capital Management sold 322 Flaherty & Crumrine Preferred and Income Opportunity Fund shares in Q1 2026, an estimated $3.04K.
Flaherty & Crumrine Preferred and Income Opportunity Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #3573 holding.
Rockefeller Capital Management first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q2 2022 and has held it in 4 quarters since.
Rockefeller Capital Management's Flaherty & Crumrine Preferred and Income Opportunity Fund position peaked at $32.4K in Q3 2025.
52 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.