PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

21 hedge funds and large institutions have $4.32M invested in Flaherty & Crumrine Preferred and Income Fund in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 7 closing their positions.

Holders
21
Holders Change
-5
Holders Change %
-19.23%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
10
Reduced
5
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$649K
2
LPL Financial
2
LPL Financial
California
$672K
3
GC
3
Guggenheim Capital
Illinois
$321K
4
DADC
4
D.A. Davidson & Co
Montana
$339K
5
SIA
5
Sit Investment Associates
Minnesota
$36K

Top Sellers

1
NCM
1
Noesis Capital Mangement
Florida
$238K
2
VKH
2
Virtu KCG Holdings
New York
$0
3
SG Americas Securities
3
SG Americas Securities
New York
$0
4
PRCM
4
Pine River Capital Management
Minnesota
$0
5
CAPTRUST Financial Advisors
5
CAPTRUST Financial Advisors
North Carolina
$0
Name Market Value Shares Shares
Change 		Shares
Change %
TRCT
26
Tower Research Capital (TRC)
New York
$0 6 -1,392 -100%
FA
27
Financial Advantage
Maryland
– – -700 Closed
Barclays
28
Barclays
United Kingdom
$0 1 – –
1
2