OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

82 hedge funds and large institutions have $52.2M invested in Oxford Lane Capital in 2023 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 33 increasing their positions, 18 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
82
Holders Change
-1
Holders Change %
-1.2%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
13
Increased
33
Reduced
18
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
$12.2M
2
LPL Financial
LPL Financial
California
$2.52M
3
Morgan Stanley
Morgan Stanley
New York
$3.38M
4
TJHA
Thomas J. Herzfeld Advisors
Florida
$14.2M
5
SBIA
Sheaff Brock Investment Advisors
Indiana
$319K

Top Sellers

1
EG
Enstar Group
Bermuda
$0
2
DFG
Delphi Financial Group
Delaware
$615K
3
ACI
Alpha Cubed Investments
California
$0
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
$3.15M
5
P
&Partners
Tennessee
$1.32M
Name Holding Trade Value Shares
Change 		Shares
Change %
AWS
51
Atria Wealth Solutions
New York
$71.7K – – –
BAM
52
Belpointe Asset Management
Nevada
$69.7K +$7.41K +1,416 +12%
KWM
53
Kingsview Wealth Management
Oregon
$67.8K +$2.81K +538 +4%
Millennium Management
54
Millennium Management
New York
$65K -$33.4K -6,372 -34%
EFS
55
Essex Financial Services
Connecticut
$62.8K +$10.5K +2,000 +20%
BWA
56
BDO Wealth Advisors
Florida
$60.8K +$1.46K +280 +2%
CIA
57
Capital Investment Advisors
Georgia
$57.5K – – –
RJFSA
58
Raymond James Financial Services Advisors
Florida
$56.5K +$56.5K +10,811 New
GSC
59
Ground Swell Capital
South Carolina
$54.8K +$54.8K +10,480 New
CAN
60
Cetera Advisor Networks
California
$54.8K – – –
HH
61
Hilltop Holdings
Texas
$54.1K – – –
WB
62
WesBanco Bank
West Virginia
$53K – – –
OCM
63
One Capital Management
California
$52.3K – – –
TRCT
64
Tower Research Capital (TRC)
New York
$48K +$48K +9,142 +914,200%
RMC
65
Resources Management Corp
Connecticut
$39K -$20.1K -340 -34%
SS
66
Sunbelt Securities
Texas
$31.1K +$31.1K +5,938 New
GWSG
67
GPS Wealth Strategies Group
Colorado
$19.9K +$19.9K +3,800 New
TWM
68
Tradition Wealth Management
Minnesota
$17K – – –
CFGS
69
Concourse Financial Group Securities
Alabama
$15.7K – – –
AAS
70
Ameritas Advisory Services
Nebraska
$7.46K +$7.46K +1,426 New
N
71
Natixis
France
$5.9K -$26.3K -5,029 -82%
EBA
72
Eagle Bay Advisors
New York
$5.23K – – –
Fidelity Investments
73
Fidelity Investments
Massachusetts
$2.81K +$2.81K +537 New
Commonwealth Equity Services
74
Commonwealth Equity Services
Massachusetts
$1.73K -$97 -18,620 -5%
FFA
75
Farther Finance Advisors
California
$1.23K +$52 +10 +4%
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