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OXLC

Oxford Lane Capital
OXLC

81 hedge funds and large institutions have $54.2M invested in Oxford Lane Capital in 2023 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 17 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

94% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 17

0% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 14

0.09% less ownership

Funds ownership: 1.34% → 1.25% (-0.09%)

1% less funds holding

Funds holding: 82 → 81 (-1)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

59% less capital invested

Capital invested by funds: $131M → $54.2M (-$76.4M)

Holders
81
Holders Change
-1
Holders Change %
-1.22%
% of All Funds
1.29%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
14
Increased
33
Reduced
17
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PCM
Penserra Capital Management
California
+$2.4M
2
LPL Financial
LPL Financial
California
+$524K
3
Morgan Stanley
Morgan Stanley
New York
+$425K
4
TJHA
Thomas J. Herzfeld Advisors
Florida
+$364K
5
SBIA
Sheaff Brock Investment Advisors
Indiana
+$340K

Top Sellers

Rank Fund Capital Flow
1
EG
Enstar Group
Bermuda
-$3.17M
2
DFG
Delphi Financial Group
Delaware
-$1.44M
3
ACI
Alpha Cubed Investments
California
-$469K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$384K
5
P
&Partners
Tennessee
-$294K
Name Holding Trade Value Shares
Change 		Change in
Stake
WA
51
Waddell & Associates
Tennessee
$76.9K +$3.23K +116 +4%
AWS
52
Atria Wealth Solutions
New York
$71.7K – – –
BAM
53
Belpointe Asset Management
Nevada
$69.7K +$7.92K +284 +12%
KWM
54
Kingsview Wealth Management
Oregon
$67.8K +$2.98K +107 +4%
Millennium Management
55
Millennium Management
New York
$65K -$35.5K -1,274 -34%
EFS
56
Essex Financial Services
Connecticut
$62.8K +$11.2K +400 +20%
BWA
57
BDO Wealth Advisors
Florida
$60.8K +$1.56K +56 +2%
CIA
58
Capital Investment Advisors
Georgia
$57.5K – – –
RJFSA
59
Raymond James Financial Services Advisors
Florida
$56.5K +$60.3K +2,162 New
GSC
60
Ground Swell Capital
South Carolina
$54.8K +$58.4K +2,096 New
CAN
61
Cetera Advisor Networks
California
$54.8K – – –
HH
62
Hilltop Holdings
Texas
$54.1K – – –
WB
63
WesBanco Bank
West Virginia
$53K – – –
OCM
64
One Capital Management
California
$52.3K – – –
TRCT
65
Tower Research Capital (TRC)
New York
$48K +$51K +1,829 New
RMC
66
Resources Management Corp
Connecticut
$39K -$1.9K -68 -34%
SS
67
Sunbelt Securities
Texas
$31.1K +$33.1K +1,188 New
GWSG
68
GPS Wealth Strategies Group
Colorado
$19.9K +$21.2K +760 New
TWM
69
Tradition Wealth Management
Minnesota
$17K – – –
CFGS
70
Concourse Financial Group Securities
Alabama
$15.7K – – –
AAS
71
Ameritas Advisory Services
Nebraska
$7.46K +$7.95K +285 New
N
72
Natixis
France
$5.9K -$28K -1,005 -82%
EBA
73
Eagle Bay Advisors
New York
$5.23K – – –
Fidelity Investments
74
Fidelity Investments
Massachusetts
$2.81K +$2.98K +107 New
Commonwealth Equity Services
75
Commonwealth Equity Services
Massachusetts
$1.73K -$104K -3,724 -5%
1 2
3
4

OXLC Hedge Fund Activity: Q1 2023 in Review

81 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q1 2023, worth a combined $54.2M — down 59% from $131M a quarter earlier.

Fund positioning in OXLC was balanced in Q1 2023: 14 funds opened new positions, 14 closed out, 33 added to existing stakes and 17 trimmed.

The largest buyer was Penserra Capital Management, adding an estimated $2.4M. The largest seller was Enstar Group, exiting entirely with an estimated $3.17M sold.

  • 81 institutional investors held Oxford Lane Capital (OXLC) as of Q1 2023, down from 82 in Q4 2022.
  • Funds reported $54.2M of Oxford Lane Capital stock for Q1 2023, down 59% quarter-over-quarter.
  • 14 funds opened new Oxford Lane Capital positions in Q1 2023 and 14 closed out, a net change of 0 holders.
  • The largest Oxford Lane Capital buyer in Q1 2023 was Penserra Capital Management, an estimated $2.4M added.
  • The largest Oxford Lane Capital seller in Q1 2023 was Enstar Group, an estimated $3.17M sold.

Based on aggregated 13F filings for Q1 2023.