EFS
OXLC

Essex Financial Services’s Oxford Lane Capital OXLC Stock Holding History

Essex Financial Services’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-6,818
Closed -$143K – 763
2025
Q2 		$143K Buy
6,818
+1,000
+17% +$22.5K 0.01% 673
2025
Q1 		$137K Buy
5,818
+1,000
+21% +$24.9K 0.01% 616
2024
Q4 		$122K Hold
4,818
– – 0.01% 622
2024
Q3 		$126K Hold
4,818
– – 0.01% 616
2024
Q2 		$134K Buy
4,818
+1,418
+42% +$37.4K 0.01% 600
2024
Q1 		$86.4K Hold
3,400
– – 0.01% 536
2023
Q4 		$84K Hold
3,400
– – 0.01% 502
2023
Q3 		$84.8K Buy
3,400
+400
+13% +$10.3K 0.01% 463
2023
Q2 		$72.6K Buy
3,000
+600
+25% +$15.3K 0.01% 467
2023
Q1 		$62.8K Buy
2,400
+400
+20% +$11.2K 0.01% 481
2022
Q4 		$50K Buy
+2,000
New +$51.6K 0.01% 474

Other funds holding OXLC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
EIM
Elliott Investment Management West Palm Beach, Florida $20.1B AUM 60.76% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
BTCPP
Border to Coast Pensions Partnership Leeds, United Kingdom $5.92B AUM 23.78% 1-Year Est. Return
CC
CF Capital Cohasset, Massachusetts $83M AUM 14.05% 1-Year Est. Return
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
RIA
Realta Investment Advisors Wilmington, Delaware $288M AUM 38.96% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

Essex Financial Services's OXLC Position: Q3 2025 in Review

Essex Financial Services sold out of Oxford Lane Capital (OXLC) in Q3 2025, closing a stake of 6,818 shares — an estimated $143K sold.

Essex Financial Services first reported a position in OXLC in Q4 2022 and held it in 11 quarters. The position peaked at $143K in Q2 2025. 94 funds tracked by Wall St. Rank hold OXLC as of Q3 2025.

  • Essex Financial Services reported no remaining Oxford Lane Capital position as of Q3 2025 after selling out during the quarter.
  • Essex Financial Services sold 6,818 Oxford Lane Capital shares in Q3 2025, an estimated $143K.
  • Essex Financial Services first reported a position in Oxford Lane Capital in Q4 2022 and held it in 11 quarters.
  • Essex Financial Services's Oxford Lane Capital position peaked at $143K in Q2 2025.
  • 94 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2025.

Based on Essex Financial Services's 13F filing for Q3 2025, filed 7 Nov 2025.