OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

83 hedge funds and large institutions have $129M invested in Oxford Lane Capital in 2022 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 27 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
83
Holders Change
+10
Holders Change %
+13.7%
% of All Funds
1.34%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
24
Increased
27
Reduced
14
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$13.4M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$3.41M
3
DFG
3
Delphi Financial Group
Delaware
$1.91M
4
PCM
4
Penserra Capital Management
California
$9.69M
5
CM
5
CastleKnight Management
New York
$375K

Top Sellers

1
Invesco
1
Invesco
Georgia
$0
2
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$0
3
ASFA
3
All Season Financial Advisors
Colorado
$0
4
CIA
4
Capital Investment Advisors
Georgia
$56K
5
WWM
5
Western Wealth Management
Colorado
$296K
Name Holding Trade Value Shares
Change 		Shares
Change %
KAS
26
Kestra Advisory Services
Texas
$267K +$24.1K +4,747 +10%
CC
27
Claybrook Capital
Massachusetts
$260K – – –
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$240K +$1.6K +316 +0.7%
AWM
29
AE Wealth Management
Kansas
$235K +$180K +35,492 +329%
SPC
30
Sigma Planning Corp
Michigan
$196K +$53.4K +10,533 +37%
Baird Financial Group
31
Baird Financial Group
Wisconsin
$186K +$186K +36,633 New
BAMF
32
BI Asset Management Fondsmaeglerselskab
Denmark
$153K +$153K +30,079 New
SIC
33
Samalin Investment Counsel
New York
$137K -$71K -14,013 -34%
Wells Fargo
34
Wells Fargo
California
$127K +$14.3K +2,830 +13%
SA
35
SFI Advisors
New Jersey
$125K +$125K +24,610 New
UBS Group
36
UBS Group
Switzerland
$124K +$6.45K +1,272 +5%
PAS
37
Park Avenue Securities
New York
$122K – – –
SL
38
Summitry LLC
California
$101K – – –
CA
39
Cornerstone Advisory
Maryland
$101K +$101K +20,000 New
Squarepoint
40
Squarepoint
New York
$100K +$100K +19,757 New
NA
41
NewEdge Advisors
Louisiana
$99.6K +$1.23K +609 +1%
Jane Street
42
Jane Street
New York
$98.2K +$98.2K +19,377 New
TF
43
Trek Financial
Arizona
$97.7K – – –
Millennium Management
44
Millennium Management
New York
$95K +$34.1K +6,733 +56%
DADC
45
D.A. Davidson & Co
Montana
$93.4K +$93.4K +18,412 New
PFS
46
Prospera Financial Services
Texas
$88.4K +$3.73K +735 +4%
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$82.7K +$82.7K +16,314 New
TF
48
Tompkins Financial
New York
$81K – – –
NW
49
Naviter Wealth
Arkansas
$77.2K +$77.2K +13,181 New
UCFA
50
United Capital Financial Advisors
Texas
$76.1K – – –
1
2
3 4