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OXLC

Oxford Lane Capital
OXLC

82 hedge funds and large institutions have $131M invested in Oxford Lane Capital in 2022 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 26 increasing their positions, 14 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

241% more capital invested

Capital invested by funds: $38.3M → $131M (+$92.3M)

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

86% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 14

85% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 13

12% more funds holding

Funds holding: 73 → 82 (+9)

0.39% more ownership

Funds ownership: 0.95% → 1.34% (+0.39%)

Holders
82
Holders Change
+9
Holders Change %
+12.33%
% of All Funds
1.32%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
24
Increased
26
Reduced
14
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$13.6M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.26M
3
DFG
Delphi Financial Group
Delaware
+$897K
4
PCM
Penserra Capital Management
California
+$886K
5
CM
CastleKnight Management
New York
+$382K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$932K
2
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$510K
3
CIA
Capital Investment Advisors
Georgia
-$281K
4
ASFA
All Season Financial Advisors
Colorado
-$279K
5
WWM
Western Wealth Management
Colorado
-$269K
Name Holding Trade Value Shares
Change 		Change in
Stake
BAG
26
Bridgewealth Advisory Group
California
$272K +$277K +10,725 New
KAS
27
Kestra Advisory Services
Texas
$267K +$24.5K +950 +10%
CC
28
Claybrook Capital
Massachusetts
$260K – – –
Rockefeller Capital Management
29
Rockefeller Capital Management
New York
$240K +$1.63K +63 +0.7%
AWM
30
AE Wealth Management
Kansas
$235K +$183K +7,099 +329%
SPC
31
Sigma Planning Corp
Michigan
$196K +$54.3K +2,107 +37%
Baird Financial Group
32
Baird Financial Group
Wisconsin
$186K +$189K +7,327 New
BAMF
33
BI Asset Management Fondsmaeglerselskab
Denmark
$153K +$155K +6,016 New
SIC
34
Samalin Investment Counsel
New York
$137K -$72.3K -2,803 -34%
Wells Fargo
35
Wells Fargo
California
$127K +$14.6K +566 +13%
SA
36
SFI Advisors
New Jersey
$125K +$127K +4,922 New
UBS Group
37
UBS Group
Switzerland
$124K +$6.55K +254 +5%
PAS
38
Park Avenue Securities
New York
$122K – – –
SL
39
Summitry LLC
California
$101K – – –
CA
40
Cornerstone Advisory
Maryland
$101K +$103K +4,000 New
Squarepoint
41
Squarepoint
New York
$100K +$102K +3,951 New
NA
42
NewEdge Advisors
Louisiana
$99.6K +$3.15K +122 +1%
Jane Street
43
Jane Street
New York
$98.2K +$100K +3,875 New
TF
44
Trek Financial
Arizona
$97.7K – – –
Millennium Management
45
Millennium Management
New York
$95K +$34.7K +1,346 +56%
DADC
46
D.A. Davidson & Co
Montana
$93.4K +$95K +3,682 New
PFS
47
Prospera Financial Services
Texas
$88.4K +$3.79K +147 +4%
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
$82.7K +$84.2K +3,263 New
TF
49
Tompkins Financial
New York
$81K – – –
NW
50
Naviter Wealth
Arkansas
$77.2K +$68K +2,636 New
1
2
3 4

OXLC Hedge Fund Activity: Q4 2022 in Review

82 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2022, worth a combined $131M — up 241% from $38.3M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new OXLC positions and 13 closed out — a net gain of 11 holders — while 26 added to existing stakes and 14 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, opening a new position worth an estimated $13.6M. The largest seller was Invesco, exiting entirely with an estimated $932K sold.

  • 82 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2022, up from 73 in Q3 2022.
  • Funds reported $131M of Oxford Lane Capital stock for Q4 2022, up 241% quarter-over-quarter.
  • 24 funds opened new Oxford Lane Capital positions in Q4 2022 and 13 closed out, a net change of +11 holders.
  • The largest Oxford Lane Capital buyer in Q4 2022 was Thomas J. Herzfeld Advisors, an estimated $13.6M added.
  • The largest Oxford Lane Capital seller in Q4 2022 was Invesco, an estimated $932K sold.

Based on aggregated 13F filings for Q4 2022.