OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

75 hedge funds and large institutions have $38.5M invested in Oxford Lane Capital in 2022 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 28 increasing their positions, 17 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
75
Holders Change
–
Holders Change %
0%
% of All Funds
1.27%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
28
Reduced
17
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
+$1.04M
2
Osaic Holdings
Osaic Holdings
Arizona
+$556K
3
WS
Wedbush Securities
California
+$473K
4
SPC
Sigma Planning Corp
Michigan
+$192K
5
Northern Trust
Northern Trust
Illinois
+$170K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$2.98M
2
C
Certuity
Florida
-$1.07M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.05M
4
TJHA
Thomas J. Herzfeld Advisors
Florida
-$574K
5
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$476K
Name Holding Trade Value Shares
Change 		Shares
Change %
Rockefeller Capital Management
26
Rockefeller Capital Management
New York
$229K +$3.28K +577 +1%
KAS
27
Kestra Advisory Services
Texas
$229K +$49.6K +8,741 +28%
SIC
28
Samalin Investment Counsel
New York
$227K +$12.6K +2,212 +6%
SCA
29
Sage Capital Advisors
South Dakota
$210K +$12.8K +2,257 +7%
Bank of America
30
Bank of America
North Carolina
$196K -$60.9K -10,711 -24%
SPC
31
Sigma Planning Corp
Michigan
$192K +$192K +33,832 New
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$179K -$6.29K -1,110 -3%
Northern Trust
33
Northern Trust
Illinois
$170K +$170K +30,000 New
CC
34
Claybrook Capital
Massachusetts
$164K +$45.5K +8,000 +38%
Bank of New York Mellon
35
Bank of New York Mellon
New York
$163K +$5.01K +879 +3%
PAS
36
Park Avenue Securities
New York
$145K – – –
Squarepoint
37
Squarepoint
New York
$137K +$137K +24,154 New
UBS Group
38
UBS Group
Switzerland
$136K -$2.84K -500 -2%
Nomura Holdings
39
Nomura Holdings
Japan
$127K +$127K +22,000 New
SL
40
Summitry LLC
California
$114K – – –
FCH
41
Freestone Capital Holdings
Washington
$114K +$114K +20,100 New
Mercer Global Advisors
42
Mercer Global Advisors
Colorado
$112K -$170 -30 -0.2%
TF
43
Trek Financial
Arizona
$109K – – –
TF
44
Tompkins Financial
New York
$91K – – –
Wells Fargo
45
Wells Fargo
California
$87K +$20K +3,540 +30%
UCFA
46
United Capital Financial Advisors
Texas
$86K +$1.13K +200 +1%
LNWWM
47
Laird Norton Wetherby Wealth Management
California
$85K -$28.3K -5,000 -25%
PFS
48
Prospera Financial Services
Texas
$83K +$42K +7,370 +102%
KM
49
Kalos Management
Georgia
$82K – – –
WA
50
Waddell & Associates
Tennessee
$74K +$74K +13,051 New
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