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OXLC

Oxford Lane Capital
OXLC

76 hedge funds and large institutions have $40.7M invested in Oxford Lane Capital in 2022 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 28 increasing their positions, 18 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 18

1% more funds holding

Funds holding: 75 → 76 (+1)

6% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 16

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.37% less ownership

Funds ownership: 1.35% → 0.97% (-0.37%)

29% less capital invested

Capital invested by funds: $57.2M → $40.7M (-$16.5M)

Holders
76
Holders Change
+1
Holders Change %
+1.33%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
28
Reduced
18
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$1.2M
2
Osaic Holdings
Osaic Holdings
Arizona
+$642K
3
WS
Wedbush Securities
California
+$546K
4
SPC
Sigma Planning Corp
Michigan
+$222K
5
BRWM
B. Riley Wealth Management
Tennessee
+$221K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$3.44M
2
C
Certuity
Florida
-$1.07M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.05M
4
TJHA
Thomas J. Herzfeld Advisors
Florida
-$663K
5
IFG
Independent Financial Group
California
-$542K
Name Holding Trade Value Shares
Change 		Change in
Stake
NA
26
NewEdge Advisors
Louisiana
$258K -$47.8K -1,458 -14%
Rockefeller Capital Management
27
Rockefeller Capital Management
New York
$229K +$3.77K +115 +1%
KAS
28
Kestra Advisory Services
Texas
$229K +$57.4K +1,749 +28%
SIC
29
Samalin Investment Counsel
New York
$227K +$14.5K +443 +6%
SCA
30
Sage Capital Advisors
South Dakota
$210K +$14.8K +451 +6%
Bank of America
31
Bank of America
North Carolina
$196K -$70.3K -2,142 -24%
SPC
32
Sigma Planning Corp
Michigan
$192K +$222K +6,766 New
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$179K -$7.28K -222 -3%
Northern Trust
34
Northern Trust
Illinois
$170K +$197K +6,000 New
CC
35
Claybrook Capital
Massachusetts
$164K +$52.5K +1,600 +38%
Bank of New York Mellon
36
Bank of New York Mellon
New York
$163K +$5.77K +176 +3%
PAS
37
Park Avenue Securities
New York
$145K – – –
Squarepoint
38
Squarepoint
New York
$137K +$158K +4,831 New
UBS Group
39
UBS Group
Switzerland
$136K -$3.28K -100 -2%
Nomura Holdings
40
Nomura Holdings
Japan
$127K +$144K +4,400 New
SL
41
Summitry LLC
California
$114K – – –
FCH
42
Freestone Capital Holdings
Washington
$114K +$132K +4,020 New
Mercer Global Advisors
43
Mercer Global Advisors
Colorado
$112K -$197 -6 -0.2%
TF
44
Trek Financial
Arizona
$109K – – –
TF
45
Tompkins Financial
New York
$91K – – –
Wells Fargo
46
Wells Fargo
California
$87K +$23.2K +708 +30%
UCFA
47
United Capital Financial Advisors
Texas
$86K +$1.31K +40 +1%
LNWWM
48
Laird Norton Wetherby Wealth Management
California
$85K -$32.8K -1,000 -25%
PFS
49
Prospera Financial Services
Texas
$83K +$48.3K +1,474 +102%
KM
50
Kalos Management
Georgia
$82K – – –
1
2
3 4

OXLC Hedge Fund Activity: Q2 2022 in Review

76 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q2 2022, worth a combined $40.7M — down 29% from $57.2M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new OXLC positions and 16 closed out — a net gain of 1 holder — while 28 added to existing stakes and 18 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $1.2M. The largest seller was Morgan Stanley, cutting an estimated $3.44M.

  • 76 institutional investors held Oxford Lane Capital (OXLC) as of Q2 2022, up from 75 in Q1 2022.
  • Funds reported $40.7M of Oxford Lane Capital stock for Q2 2022, down 29% quarter-over-quarter.
  • 17 funds opened new Oxford Lane Capital positions in Q2 2022 and 16 closed out, a net change of +1 holder.
  • The largest Oxford Lane Capital buyer in Q2 2022 was Invesco, an estimated $1.2M added.
  • The largest Oxford Lane Capital seller in Q2 2022 was Morgan Stanley, an estimated $3.44M sold.

Based on aggregated 13F filings for Q2 2022.