OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

46 hedge funds and large institutions have $34.2M invested in Oxford Lane Capital in 2021 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
-6
Holders Change %
-11.54%
% of All Funds
0.81%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
12
Increased
16
Reduced
8
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
QGA
Q Global Advisors
Texas
$11M
2
LPL Financial
LPL Financial
California
$1.61M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.3M
4
Morgan Stanley
Morgan Stanley
New York
$2.59M
5
Osaic Holdings
Osaic Holdings
Arizona
$1.64M

Top Sellers

1
Invesco
Invesco
Georgia
$0
2
KPWS
Kestra Private Wealth Services
Texas
$489K
3
Citadel Advisors
Citadel Advisors
Florida
$0
4
VEA
Virtus ETF Advisers
New York
$1.02M
5
AIM
Aigen Investment Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
MAFM
26
Mid Atlantic Financial Management
Pennsylvania
$124K +$124K +19,700 New
Rockefeller Capital Management
27
Rockefeller Capital Management
New York
$122K -$648 -103 -0.5%
TF
28
Trek Financial
Arizona
$121K – – –
BC
29
Bridgefront Capital
Texas
$116K +$116K +18,423 New
Squarepoint
30
Squarepoint
New York
$114K +$114K +18,032 New
CIBC Private Wealth Group
31
CIBC Private Wealth Group
Georgia
$110K – – –
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$88K +$2.14K +339 +2%
BWA
33
BDO Wealth Advisors
Florida
$71K +$71K +11,300 New
Koshinski Asset Management
34
Koshinski Asset Management
Illinois
$63K – – –
Wells Fargo
35
Wells Fargo
California
$39K -$3.6K -575 -8%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$34K +$34K +5,439 New
Citigroup
37
Citigroup
New York
$32K +$32K +5,000 New
DOA
38
D'Orazio & Associates
Virginia
$24K +$8.09K +1,271 +51%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$13K – – –
WWM
40
Wagner Wealth Management
South Carolina
$13K +$13K +2,000 New
TRCT
41
Tower Research Capital (TRC)
New York
$13K +$13K +2,034 New
TWM
42
Tradition Wealth Management
Minnesota
$11K – – –
RMC
43
Resources Management Corp
Connecticut
$6K – – –
BFC
44
Bedel Financial Consulting
Indiana
$6K +$6K +1,000 New
APWA
45
Atlas Private Wealth Advisors
New Jersey
$3K +$98 +17 +3%
Invesco
46
Invesco
Georgia
– -$1.21M -223,916 Closed
Citadel Advisors
47
Citadel Advisors
Florida
– -$497K -91,872 Closed
AIM
48
Aigen Investment Management
New York
– -$213K -39,393 Closed
PP
49
Paloma Partners
Connecticut
– -$138K -25,564 Closed
KAS
50
Kestra Advisory Services
Texas
– -$108K -20,757 Closed
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