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OXLC

Oxford Lane Capital
OXLC

46 hedge funds and large institutions have $36.7M invested in Oxford Lane Capital in 2021 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 8

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

85% more capital invested

Capital invested by funds: $19.9M → $36.7M (+$16.8M)

0.44% more ownership

Funds ownership: 0.81% → 1.25% (+0.44%)

10% less funds holding

Funds holding: 51 → 46 (-5)

25% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 16

Holders
46
Holders Change
-5
Holders Change %
-9.8%
% of All Funds
0.81%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
12
Increased
17
Reduced
8
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
QGA
Q Global Advisors
Texas
+$11.1M
2
LPL Financial
LPL Financial
California
+$1.22M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.04M
4
Morgan Stanley
Morgan Stanley
New York
+$953K
5
IFG
Independent Financial Group
California
+$753K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$1.21M
2
KPWS
Kestra Private Wealth Services
Texas
-$608K
3
Citadel Advisors
Citadel Advisors
Florida
-$497K
4
VEA
Virtus ETF Advisers
New York
-$279K
5
AIM
Aigen Investment Management
New York
-$213K
Name Holding Trade Value Shares
Change 		Change in
Stake
NA
26
NewEdge Advisors
Louisiana
$127K – – –
MAFM
27
Mid Atlantic Financial Management
Pennsylvania
$124K +$125K +3,940 New
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$122K -$633 -20 -0.5%
TF
29
Trek Financial
Arizona
$121K – – –
BC
30
Bridgefront Capital
Texas
$116K +$117K +3,685 New
Squarepoint
31
Squarepoint
New York
$114K +$114K +3,606 New
CIBC Private Wealth Group
32
CIBC Private Wealth Group
Georgia
$110K – – –
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$88K +$2.15K +68 +2%
BWA
34
BDO Wealth Advisors
Florida
$71K +$71.5K +2,260 New
Koshinski Asset Management
35
Koshinski Asset Management
Illinois
$63K – – –
Wells Fargo
36
Wells Fargo
California
$39K -$3.64K -115 -8%
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$34K +$34.4K +1,088 New
Citigroup
38
Citigroup
New York
$32K +$31.7K +1,000 New
DOA
39
D'Orazio & Associates
Virginia
$24K +$8.04K +254 +51%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$13K – – –
WWMSC
41
Wagner Wealth Management (South Carolina)
South Carolina
$13K +$12.7K +400 New
TRCT
42
Tower Research Capital (TRC)
New York
$13K +$12.9K +407 New
TWM
43
Tradition Wealth Management
Minnesota
$11K – – –
RMC
44
Resources Management Corp
Connecticut
$6K – – –
BFC
45
Bedel Financial Consulting
Indiana
$6K +$6.33K +200 New
APWA
46
Atlas Private Wealth Advisors
New Jersey
$3K +$127 +4 +4%
Invesco
47
Invesco
Georgia
– -$1.21M -44,783 Closed
Citadel Advisors
48
Citadel Advisors
Florida
– -$497K -18,374 Closed
AIM
49
Aigen Investment Management
New York
– -$213K -7,879 Closed
PP
50
Paloma Partners
Connecticut
– -$138K -5,113 Closed
1
2
3

OXLC Hedge Fund Activity: Q1 2021 in Review

46 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q1 2021, worth a combined $36.7M — up 85% from $19.9M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of OXLC and 12 opened new positions — a net loss of 4 holders — while 8 trimmed existing stakes and 17 added.

The largest buyer was Q Global Advisors, opening a new position worth an estimated $11.1M. The largest seller was Invesco, exiting entirely with an estimated $1.21M sold.

  • 46 institutional investors held Oxford Lane Capital (OXLC) as of Q1 2021, down from 51 in Q4 2020.
  • Funds reported $36.7M of Oxford Lane Capital stock for Q1 2021, up 85% quarter-over-quarter.
  • 12 funds opened new Oxford Lane Capital positions in Q1 2021 and 16 closed out, a net change of -4 holders.
  • The largest Oxford Lane Capital buyer in Q1 2021 was Q Global Advisors, an estimated $11.1M added.
  • The largest Oxford Lane Capital seller in Q1 2021 was Invesco, an estimated $1.21M sold.

Based on aggregated 13F filings for Q1 2021.