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OXLC

Oxford Lane Capital
OXLC

34 hedge funds and large institutions have $15.1M invested in Oxford Lane Capital in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.5% less ownership

Funds ownership: 1.35% → 0.86% (-0.5%)

8% less funds holding

Funds holding: 37 → 34 (-3)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

31% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 13

36% less capital invested

Capital invested by funds: $23.6M → $15.1M (-$8.57M)

Holders
34
Holders Change
-3
Holders Change %
-8.11%
% of All Funds
0.76%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
9
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Deutsche Bank
Deutsche Bank
Germany
+$430K
2
AG
Advisor Group
Arizona
+$392K
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$177K
4
LPL Financial
LPL Financial
California
+$153K
5
UBS Group
UBS Group
Switzerland
+$148K

Top Sellers

Rank Fund Capital Flow
1
TJHA
Thomas J. Herzfeld Advisors
Florida
-$5.46M
2
William Blair & Company
William Blair & Company
Illinois
-$1.97M
3
SC
Selz Capital
New York
-$1.46M
4
Wells Fargo
Wells Fargo
California
-$571K
5
Manulife (Manufacturers Life Insurance)
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$343K
Name Holding Trade Value Shares
Change 		Change in
Stake
WEC
26
Winslow Evans & Crocker
Massachusetts
$16K -$8.12K -160 -35%
EWM
27
Edge Wealth Management
New York
$10K – – –
FANJ
28
Financial Architects (New Jersey)
New Jersey
$10K +$2.03K +40 +24%
RMC
29
Resources Management Corp
Connecticut
$9K – – –
TRCT
30
Tower Research Capital (TRC)
New York
$5K +$5.02K +99 New
QCIG
31
Quad-Cities Investment Group
Iowa
$4K – – –
CCM
32
Cribstone Capital Management
Maine
$3K -$4.06K -80 -57%
IA
33
IFP Advisors
Florida
$2K -$236K -4,657 -99%
Barclays
34
Barclays
United Kingdom
$1K – – –
TJHA
35
Thomas J. Herzfeld Advisors
Florida
– -$5.46M -103,053 Closed
William Blair & Company
36
William Blair & Company
Illinois
– -$1.97M -37,151 Closed
Manulife (Manufacturers Life Insurance)
37
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$343K -6,480 Closed
FIM
38
Freedom Investment Management
Connecticut
– -$171K -3,171 Closed
Millennium Management
39
Millennium Management
New York
– -$141K -2,663 Closed
BWA
40
BDO Wealth Advisors
Florida
– -$2K -40 Closed
1
2

OXLC Hedge Fund Activity: Q4 2018 in Review

34 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2018, worth a combined $15.1M — down 36% from $23.6M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of OXLC and 5 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 9 added.

The largest buyer was Deutsche Bank, adding an estimated $430K. The largest seller was Thomas J. Herzfeld Advisors, exiting entirely with an estimated $5.46M sold.

  • 34 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2018, down from 37 in Q3 2018.
  • Funds reported $15.1M of Oxford Lane Capital stock for Q4 2018, down 36% quarter-over-quarter.
  • 5 funds opened new Oxford Lane Capital positions in Q4 2018 and 6 closed out, a net change of -1 holder.
  • The largest Oxford Lane Capital buyer in Q4 2018 was Deutsche Bank, an estimated $430K added.
  • The largest Oxford Lane Capital seller in Q4 2018 was Thomas J. Herzfeld Advisors, an estimated $5.46M sold.

Based on aggregated 13F filings for Q4 2018.