OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

38 hedge funds and large institutions have $17.9M invested in Oxford Lane Capital in 2018 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+5
Holders Change %
+15.15%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
13
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
William Blair & Company
William Blair & Company
Illinois
+$1.86M
2
CAN
Cetera Advisor Networks
California
+$1.02M
3
Morgan Stanley
Morgan Stanley
New York
+$729K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$277K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$212K

Top Sellers

1
Millennium Management
Millennium Management
New York
-$414K
2
NFG
Next Financial Group
Texas
-$180K
3
AG
Advisor Group
Arizona
-$67.1K
4
BA
Bard Associates
Illinois
-$26.1K
5
TJHA
Thomas J. Herzfeld Advisors
Florida
-$25.9K
Name Holding Trade Value Shares
Change 		Shares
Change %
CF
26
Centaurus Financial
California
$38K +$38K +3,687 New
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$26K -$1.92K -185 -7%
WEC
28
Winslow Evans & Crocker
Massachusetts
$22K -$1.67K -150 -7%
GWM
29
Geneos Wealth Management
Colorado
$20K – – –
WWM
30
Wagner Wealth Management
South Carolina
$15K – – –
EWM
31
Edge Wealth Management
New York
$10K – – –
FGAM
32
Financial Gravity Asset Management
Texas
$9K +$2.16K +181 +32%
TRCT
33
Tower Research Capital (TRC)
New York
$8K +$8K +786 New
CCM
34
Cribstone Capital Management
Maine
$7K – – –
Bank of Montreal
35
Bank of Montreal
Ontario, Canada
$5K – – –
QCIG
36
Quad-Cities Investment Group
Iowa
$4K +$4K +400 New
BWA
37
BDO Wealth Advisors
Florida
$2K – – –
Barclays
38
Barclays
United Kingdom
$1K – – –
Millennium Management
39
Millennium Management
New York
– -$414K -40,883 Closed
NFG
40
Next Financial Group
Texas
– -$180K -17,785 Closed
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