Oxford Lane Capital
OXLC
33 hedge funds and large institutions have $13.6M invested in Oxford Lane Capital in 2018 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 5 closing their positions.
80% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 5
38% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 8
14% more funds holding
Funds holding: 29 → 33 (+4)
0.68% less ownership
Funds ownership: 1.8% → 1.12% (-0.68%)
38% less capital invested
Capital invested by funds: $21.8M → $13.6M (-$8.19M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
+$1.23M |
| 2 |
KA
Kovack Advisors
Ft. Lauderdale,
Florida
|
+$239K |
| 3 |
NFG
Next Financial Group
Houston,
Texas
|
+$180K |
| 4 |
Millennium Management
New York
|
+$148K |
| 5 |
SXL
Summit X LLC
Chesterfield,
Missouri
|
+$121K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Invesco
Atlanta,
Georgia
|
-$5.36M |
| 2 |
Morgan Stanley
New York
|
-$2.15M |
| 3 |
Goldman Sachs
New York
|
-$1.24M |
| 4 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$839K |
| 5 |
SC
Selz Capital
New York
|
-$385K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WWMSC
26
Wagner Wealth Management (South Carolina)
Greenville,
South Carolina
| $14K | +$14.2K | +280 | New |
|
|
EWM
27
Edge Wealth Management
New York
| $10K | – | – | – |
|
|
CCM
28
Cribstone Capital Management
Augusta,
Maine
| $7K | – | – | – |
|
|
FGAM
29
Financial Gravity Asset Management
Lakeway,
Texas
| $6K | +$5.82K | +115 | New |
|
|
FGC
30
Financial Gravity Companies
Lakeway,
Texas
| $6K | +$5.82K | +115 | New |
|
31
Bank of Montreal
Toronto,
Ontario, Canada
| $5K | +$4.86K | +96 | New |
|
|
BWA
32
BDO Wealth Advisors
Jacksonville,
Florida
| $2K | +$2.02K | +40 | New |
|
33
Barclays
London,
United Kingdom
| $1K | – | – | – |
|
|
34
Invesco
Atlanta,
Georgia
| – | -$5.36M | -106,600 | Closed |
|
|
35
Goldman Sachs
New York
| – | -$1.24M | -24,704 | Closed |
|
|
CAN
36
Cetera Advisor Networks
El Segundo,
California
| – | -$839K | -16,764 | Closed |
|
37
Jane Street
New York
| – | -$298K | -5,939 | Closed |
|
|
TRCT
38
Tower Research Capital (TRC)
New York
| – | -$16K | -312 | Closed |
|
OXLC Hedge Fund Activity: Q1 2018 in Review
33 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q1 2018, worth a combined $13.6M — down 38% from $21.8M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new OXLC positions and 5 closed out — a net gain of 4 holders — while 11 added to existing stakes and 8 trimmed.
The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $1.23M. The largest seller was Invesco, exiting entirely with an estimated $5.36M sold.
- 33 institutional investors held Oxford Lane Capital (OXLC) as of Q1 2018, up from 29 in Q4 2017.
- Funds reported $13.6M of Oxford Lane Capital stock for Q1 2018, down 38% quarter-over-quarter.
- 9 funds opened new Oxford Lane Capital positions in Q1 2018 and 5 closed out, a net change of +4 holders.
- The largest Oxford Lane Capital buyer in Q1 2018 was Thomas J. Herzfeld Advisors, an estimated $1.23M added.
- The largest Oxford Lane Capital seller in Q1 2018 was Invesco, an estimated $5.36M sold.
Based on aggregated 13F filings for Q1 2018.