Oxford Lane Capital
OXLC
33 hedge funds and large institutions have $17M invested in Oxford Lane Capital in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 6 closing their positions.
100% more repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 7
20% more capital invested
Capital invested by funds: $14.2M → $17M (+$2.78M)
17% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 6
0.12% more ownership
Funds ownership: 1.26% → 1.38% (+0.12%)
0% more funds holding
Funds holding: 33 → 33 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$1.86M |
| 2 |
AG
Advisor Group
Phoenix,
Arizona
|
+$274K |
| 3 |
VF
Virtu Financial
New York
|
+$263K |
| 4 |
NCCM
Nine Chapters Capital Management
Short Hills,
New Jersey
|
+$248K |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$171K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Squarepoint
New York
|
-$227K |
| 2 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
-$147K |
| 3 |
ISL
Ingalls & Snyder LLC
New York
|
-$102K |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
-$100K |
| 5 |
Millennium Management
New York
|
-$55.4K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| $67K | +$2.1K | +40 | +3% |
|
27
Royal Bank of Canada
Toronto,
Ontario, Canada
| $29K | +$3.68K | +70 | +14% |
|
|
WEC
28
Winslow Evans & Crocker
Boston,
Massachusetts
| $23.5K | -$23.2K | -441 | -49% |
|
|
TRCT
29
Tower Research Capital (TRC)
New York
| $20K | +$19.6K | +373 | +2,664% |
|
|
EWM
30
Edge Wealth Management
New York
| $10K | – | – | – |
|
|
CCM
31
Cribstone Capital Management
Augusta,
Maine
| $7K | – | – | – |
|
|
PCM
32
Penserra Capital Management
Orinda,
California
| $2K | +$631 | +12 | +33% |
|
33
Barclays
London,
United Kingdom
| $1K | – | – | – |
|
|
34
Squarepoint
New York
| – | -$227K | -4,580 | Closed |
|
|
TJHA
35
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| – | -$147K | -2,963 | Closed |
|
|
ISL
36
Ingalls & Snyder LLC
New York
| – | -$102K | -2,054 | Closed |
|
37
SEI Investments
Oaks,
Pennsylvania
| – | -$27K | -550 | Closed |
|
|
AIM
38
Acrospire Investment Management
Chicago,
Illinois
| – | -$4K | -89 | Closed |
|
|
BWA
39
BDO Wealth Advisors
Jacksonville,
Florida
| – | -$2K | -40 | Closed |
|
OXLC Hedge Fund Activity: Q3 2017 in Review
33 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2017, worth a combined $17M — up 20% from $14.2M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new OXLC positions and 6 closed out — a net gain of 1 holder — while 14 added to existing stakes and 7 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $1.86M. The largest seller was Squarepoint, exiting entirely with an estimated $227K sold.
- 33 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2017, unchanged from Q2 2017.
- Funds reported $17M of Oxford Lane Capital stock for Q3 2017, up 20% quarter-over-quarter.
- 7 funds opened new Oxford Lane Capital positions in Q3 2017 and 6 closed out, a net change of +1 holder.
- The largest Oxford Lane Capital buyer in Q3 2017 was Morgan Stanley, an estimated $1.86M added.
- The largest Oxford Lane Capital seller in Q3 2017 was Squarepoint, an estimated $227K sold.
Based on aggregated 13F filings for Q3 2017.