Oxford Lane Capital
OXLC
30 hedge funds and large institutions have $43.1M invested in Oxford Lane Capital in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 3 closing their positions.
100% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 3
86% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 7
7% more funds holding
Funds holding: 28 → 30 (+2)
1% more capital invested
Capital invested by funds: $42.9M → $43.1M (+$232K)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CHAM
Clear Harbor Asset Management
Stamford,
Connecticut
|
+$1.64M |
| 2 |
TCM
Trafelet Capital Management
New York
|
+$1.38M |
| 3 |
MVP
Miller Value Partners
Sarasota,
Florida
|
+$1.02M |
| 4 |
AIM
Artemis Investment Management
Edinburgh,
United Kingdom
|
+$782K |
| 5 |
Morgan Stanley
New York
|
+$290K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SIA
Sit Investment Associates
Minneapolis,
Minnesota
|
-$3.43M |
| 2 |
Jane Street
New York
|
-$582K |
| 3 |
ISL
Ingalls & Snyder LLC
New York
|
-$322K |
| 4 |
DCM
Dialectic Capital Management
Norwalk,
Connecticut
|
-$313K |
| 5 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
-$235K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GWA
26
Genesis Wealth Advisors
Braintree,
Massachusetts
| $16.8K | +$16.8K | +215 | New |
|
|
WCM
27
Westend Capital Management
Sausalito,
California
| $16K | – | – | – |
|
|
KTC
28
Kistler-Tiffany Companies
Berwyn,
Pennsylvania
| $7K | +$7.82K | +100 | New |
|
|
TRCT
29
Tower Research Capital (TRC)
New York
| $2K | +$2.58K | +33 | New |
|
|
BRWA
30
B. Riley Wealth Advisors
Boca Raton,
Florida
| $134 | -$235K | -2,999 | -63% |
|
|
31
Jane Street
New York
| – | -$582K | -7,594 | Closed |
|
|
PP
32
PDT Partners
New York
| – | -$166K | -2,170 | Closed |
|
33
Citigroup
New York
| – | -$1K | -13 | Closed |
|
OXLC Hedge Fund Activity: Q4 2014 in Review
30 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2014, worth a combined $43.1M — up 0.54% from $42.9M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new OXLC positions and 3 closed out — a net gain of 3 holders — while 13 added to existing stakes and 7 trimmed.
The largest buyer was Clear Harbor Asset Management, adding an estimated $1.64M. The largest seller was Sit Investment Associates, cutting an estimated $3.43M.
- 30 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2014, up from 28 in Q3 2014.
- Funds reported $43.1M of Oxford Lane Capital stock for Q4 2014, up 0.54% quarter-over-quarter.
- 6 funds opened new Oxford Lane Capital positions in Q4 2014 and 3 closed out, a net change of +3 holders.
- The largest Oxford Lane Capital buyer in Q4 2014 was Clear Harbor Asset Management, an estimated $1.64M added.
- The largest Oxford Lane Capital seller in Q4 2014 was Sit Investment Associates, an estimated $3.43M sold.
Based on aggregated 13F filings for Q4 2014.