Oxford Lane Capital
OXLC
28 hedge funds and large institutions have $42.9M invested in Oxford Lane Capital in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 4 closing their positions.
50% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 4
25% more repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 8
10% more capital invested
Capital invested by funds: $38.9M → $42.9M (+$3.96M)
8% more funds holding
Funds holding: 26 → 28 (+2)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GCP
GSA Capital Partners
London,
United Kingdom
|
+$663K |
| 2 |
Jane Street
New York
|
+$628K |
| 3 |
DCM
Dialectic Capital Management
Norwalk,
Connecticut
|
+$496K |
| 4 |
U
UBS
Zurich,
Switzerland
|
+$284K |
| 5 |
Citadel Advisors
Miami,
Florida
|
+$283K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SAM
Serengeti Asset Management
New York
|
-$5.08M |
| 2 |
SIA
Sit Investment Associates
Minneapolis,
Minnesota
|
-$2.93M |
| 3 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
-$656K |
| 4 |
Millennium Management
New York
|
-$211K |
| 5 |
ISL
Ingalls & Snyder LLC
New York
|
-$195K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Royal Bank of Canada
Toronto,
Ontario, Canada
| $37K | +$19.6K | +237 | +95% |
|
|
WCM
27
Westend Capital Management
Sausalito,
California
| $17K | +$18.2K | +220 | New |
|
28
Citigroup
New York
| $1K | +$1.07K | +13 | New |
|
|
SAM
29
Serengeti Asset Management
New York
| – | -$5.08M | -60,000 | Closed |
|
|
30
Millennium Management
New York
| – | -$211K | -2,496 | Closed |
|
|
GSC
31
Ground Swell Capital
Folly Beach,
South Carolina
| – | -$9K | -101 | Closed |
|
|
TWA
32
TCI Wealth Advisors
Tucson,
Arizona
| – | -$8K | -89 | Closed |
|
OXLC Hedge Fund Activity: Q3 2014 in Review
28 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2014, worth a combined $42.9M — up 10% from $38.9M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new OXLC positions and 4 closed out — a net gain of 2 holders — while 10 added to existing stakes and 8 trimmed.
The largest buyer was GSA Capital Partners, opening a new position worth an estimated $663K. The largest seller was Serengeti Asset Management, exiting entirely with an estimated $5.08M sold.
- 28 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2014, up from 26 in Q2 2014.
- Funds reported $42.9M of Oxford Lane Capital stock for Q3 2014, up 10% quarter-over-quarter.
- 6 funds opened new Oxford Lane Capital positions in Q3 2014 and 4 closed out, a net change of +2 holders.
- The largest Oxford Lane Capital buyer in Q3 2014 was GSA Capital Partners, an estimated $663K added.
- The largest Oxford Lane Capital seller in Q3 2014 was Serengeti Asset Management, an estimated $5.08M sold.
Based on aggregated 13F filings for Q3 2014.