OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

28 hedge funds and large institutions have $42.9M invested in Oxford Lane Capital in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
+2
Holders Change %
+7.69%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
10
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GCP
GSA Capital Partners
United Kingdom
$615K
2
Jane Street
Jane Street
New York
$582K
3
DCM
Dialectic Capital Management
Connecticut
$843K
4
U
UBS
Switzerland
$305K
5
Citadel Advisors
Citadel Advisors
Florida
$262K

Top Sellers

1
SAM
Serengeti Asset Management
New York
$0
2
SIA
Sit Investment Associates
Minnesota
$4.26M
3
BRWA
B. Riley Wealth Advisors
Florida
$368K
4
Millennium Management
Millennium Management
New York
$0
5
ISL
Ingalls & Snyder LLC
New York
$1.32M
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$37K +$18K +1,185 +95%
WCM
27
Westend Capital Management
California
$17K +$17K +1,100 New
Citigroup
28
Citigroup
New York
$1K +$1K +63 New
SAM
29
Serengeti Asset Management
New York
– -$5.08M -300,000 Closed
Millennium Management
30
Millennium Management
New York
– -$211K -12,479 Closed
GSC
31
Ground Swell Capital
South Carolina
– -$9K -503 Closed
TWA
32
TCI Wealth Advisors
Arizona
– -$8K -445 Closed
1
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