Oxford Lane Capital
OXLC
26 hedge funds and large institutions have $47.2M invested in Oxford Lane Capital in 2014 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and 2 closing their positions.
600% more first-time investments, than exits
New positions opened: 14 | Existing positions closed: 2
238% more capital invested
Capital invested by funds: $14M → $47.2M (+$33.3M)
100% more repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 4
86% more funds holding
Funds holding: 14 → 26 (+12)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SIA
Sit Investment Associates
Minneapolis,
Minnesota
|
+$10.9M |
| 2 |
TCM
Trafelet Capital Management
New York
|
+$8.52M |
| 3 |
SAM
Serengeti Asset Management
New York
|
+$6.29M |
| 4 |
CS
Credit Suisse
Zurich,
Switzerland
|
+$2.55M |
| 5 |
Morgan Stanley
New York
|
+$1.49M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
-$164K |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$71K |
| 3 |
U
UBS
Zurich,
Switzerland
|
-$67.9K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$66.4K |
| 5 |
BA
Bard Associates
Chicago,
Illinois
|
-$12.2K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
MIM
26
Macroview Investment Management
Bethesda,
Maryland
| $7K | +$6.99K | +80 | New |
|
|
27
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$71K | -815 | Closed |
|
28
Citigroup
New York
| – | -$4K | -48 | Closed |
|
OXLC Hedge Fund Activity: Q1 2014 in Review
26 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q1 2014, worth a combined $47.2M — up 238% from $14M a quarter earlier.
Buyers outnumbered sellers: 14 funds opened new OXLC positions and 2 closed out — a net gain of 12 holders — while 8 added to existing stakes and 4 trimmed.
The largest buyer was Sit Investment Associates, opening a new position worth an estimated $10.9M. The largest seller was B. Riley Wealth Advisors, cutting an estimated $164K.
- 26 institutional investors held Oxford Lane Capital (OXLC) as of Q1 2014, up from 14 in Q4 2013.
- Funds reported $47.2M of Oxford Lane Capital stock for Q1 2014, up 238% quarter-over-quarter.
- 14 funds opened new Oxford Lane Capital positions in Q1 2014 and 2 closed out, a net change of +12 holders.
- The largest Oxford Lane Capital buyer in Q1 2014 was Sit Investment Associates, an estimated $10.9M added.
- The largest Oxford Lane Capital seller in Q1 2014 was B. Riley Wealth Advisors, an estimated $164K sold.
Based on aggregated 13F filings for Q1 2014.