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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Name Holding Trade Value Shares
Change 		Change in
Stake
SFP
151
Strategic Financial Partners
Oregon
$1.11M +$1.11M +21,360 New
AFP
152
Ausdal Financial Partners
Iowa
$1.09M +$537K +10,345 +97%
SPC
153
Sigma Planning Corp
Michigan
$1.05M +$248K +4,773 +31%
WS
154
Wedbush Securities
California
$1.04M +$301K +5,800 +40%
OMC
155
Old Mission Capital
Illinois
$1.03M +$58.4K +1,125 +6%
DC
156
Davenport & Co
Virginia
$1.01M +$3.89K +75 +0.4%
CIA
157
Capital Investment Advisors
Georgia
$1.01M +$104K +2,001 +11%
PP
158
Paloma Partners
Connecticut
$995K -$250K -4,818 -20%
HAS
159
HBW Advisory Services
California
$980K +$420K +8,098 +75%
EH
160
Equitable Holdings
New York
$903K +$905K +17,433 New
AWM
161
Altium Wealth Management
New York
$895K -$69.8K -1,345 -7%
TWM
162
Titus Wealth Management
California
$895K +$897K +17,280 New
FHA
163
First Horizon Advisors
Tennessee
$881K -$60.4K -1,163 -6%
LFG
164
Larson Financial Group
Missouri
$863K +$252K +4,857 +41%
MOS
165
MGO One Seven
Ohio
$862K +$660K +12,720 +323%
CONA
166
Capital One National Association
New York
$852K +$854K +16,453 New
SW
167
SteelPeak Wealth
California
$850K +$851K +16,406 New
IWC
168
Integrated Wealth Concepts
Massachusetts
$824K +$560K +10,794 +211%
BRWM
169
B. Riley Wealth Management
Tennessee
$821K +$207K +3,990 +34%
PFGIA
170
Patriot Financial Group Insurance Agency
Massachusetts
$787K +$104K +2,000 +15%
MSAM
171
Moloney Securities Asset Management
Missouri
$713K +$714K +13,763 New
CRWM
172
Castle Rock Wealth Management
California
$695K +$20.1K +387 +3%
VAG
173
VisionPoint Advisory Group
Texas
$676K -$303K -5,846 -31%
PAG
174
Pinnacle Advisory Group
Maryland
$668K +$121K +2,328 +22%
NFG
175
Next Financial Group
Texas
$664K +$85.7K +1,652 +15%
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