B. Riley Wealth Management’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

B. Riley Wealth Management’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	$3.74K	Sell	77,342 -19,158	-20%	-$931K	﹤0.01%	163
2022 Q1	$4.72M	Sell	96,500 -12,049	-11%	-$597K	0.36%	68
2021 Q4	$5.43M	Sell	108,549 -70,585	-39%	-$3.55M	0.38%	60
2021 Q3	$9.06M	Buy	179,134 +62,495	+54%	+$3.17M	0.7%	28
2021 Q2	$5.94M	Sell	116,639 -30,678	-21%	-$1.57M	0.66%	44
2021 Q1	$7.52M	Buy	147,317 +19,726	+15%	+$1.01M	0.88%	32
2020 Q4	$6.57M	Buy	127,591 +24,135	+23%	+$1.24M	0.85%	32
2020 Q3	$5.35M	Buy	103,456 +82,806	+401%	+$4.28M	0.63%	44
2020 Q2	$1.07M	Buy	20,650 +2,663	+15%	+$137K	0.12%	157
2020 Q1	$917K	Buy	17,987 +2,145	+14%	+$111K	0.1%	190
2019 Q4	$821K	Buy	15,842 +3,990	+34%	+$207K	0.12%	165
2019 Q3	$616K	Buy	11,852 +1,940	+20%	+$101K	0.11%	177
2019 Q2	$512	Buy	+9,912	New	+$510K	0.08%	202

Other funds holding LMBS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

B. Riley Wealth Management's LMBS Position: Q2 2022 in Review

B. Riley Wealth Management reduced its First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) stake by 20% in Q2 2022, selling an estimated $931K and leaving 77,342 shares worth $3.74K. The position accounts for ﹤0.01% of the portfolio, ranked #163.

B. Riley Wealth Management first reported a position in LMBS in Q2 2019 and has held it in 13 quarters since. The position peaked at $9.06M in Q3 2021. 383 funds tracked by Wall St. Rank hold LMBS as of Q2 2022.

B. Riley Wealth Management held 77,342 shares of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $3.74K as of Q2 2022.
B. Riley Wealth Management sold 19,158 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q2 2022, an estimated $931K.
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF made up ﹤0.01% of B. Riley Wealth Management's portfolio in Q2 2022, its #163 holding.
B. Riley Wealth Management first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q2 2019 and has held it in 13 quarters since.
B. Riley Wealth Management's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $9.06M in Q3 2021.
383 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q2 2022.

Based on B. Riley Wealth Management's 13F filing for Q2 2022, filed 9 Sep 2022.