SteelPeak Wealth’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

SteelPeak Wealth’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-26,434	Closed	-$1.34M	–	455
2021 Q2	$1.34M	Sell	26,434 -630	-2%	-$32.2K	0.09%	143
2021 Q1	$1.38M	Sell	27,064 -478	-2%	-$24.6K	0.11%	129
2020 Q4	$1.42M	Buy	27,542 +748	+3%	+$38.6K	0.13%	126
2020 Q3	$1.39M	Buy	26,794 +3,301	+14%	+$171K	0.15%	108
2020 Q2	$1.21M	Buy	23,493 +267	+1%	+$13.8K	0.15%	102
2020 Q1	$1.19M	Buy	23,226 +6,820	+42%	+$354K	0.19%	99
2019 Q4	$850K	Buy	+16,406	New	+$851K	0.12%	147

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

SteelPeak Wealth's LMBS Position: Q3 2021 in Review

SteelPeak Wealth sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q3 2021, closing a stake of 26,434 shares — an estimated $1.34M sold.

SteelPeak Wealth first reported a position in LMBS in Q4 2019 and held it in 7 quarters. The position peaked at $1.42M in Q4 2020. 350 funds tracked by Wall St. Rank hold LMBS as of Q3 2021.

SteelPeak Wealth reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q3 2021 after selling out during the quarter.
SteelPeak Wealth sold 26,434 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q3 2021, an estimated $1.34M.
SteelPeak Wealth first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q4 2019 and held it in 7 quarters.
SteelPeak Wealth's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $1.42M in Q4 2020.
350 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q3 2021.

Based on SteelPeak Wealth's 13F filing for Q3 2021, filed 15 Nov 2021.