Paloma Partners’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-19,204	Closed	-$995K	–	1481
2019 Q4	$995K	Sell	19,204 -4,818	-20%	-$250K	0.01%	752
2019 Q3	$1.25M	Buy	24,022 +5,609	+30%	+$292K	0.03%	461
2019 Q2	$952K	Buy	+18,413	New	+$952K	0.02%	562