Next Financial Group’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Next Financial Group’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$3M	Sell	60,084 -11,853	-16%	-$596K	0.2%	106
2021 Q3	$3.64M	Sell	71,937 -29,646	-29%	-$1.5M	0.28%	71
2021 Q2	$5.17M	Buy	101,583 +27,305	+37%	+$1.39M	0.41%	38
2021 Q1	$3.79M	Buy	74,278 +3,332	+5%	+$171K	0.34%	61
2020 Q4	$3.65M	Buy	70,946 +8,302	+13%	+$428K	0.35%	57
2020 Q3	$3.24M	Buy	62,644 +33,944	+118%	+$1.76M	0.35%	65
2020 Q2	$1.48M	Buy	28,700 +6,583	+30%	+$340K	0.17%	144
2020 Q1	$1.13M	Buy	22,117 +9,305	+73%	+$483K	0.15%	150
2019 Q4	$664K	Buy	12,812 +1,652	+15%	+$85.7K	0.07%	302
2019 Q3	$580K	Buy	11,160 +1,851	+20%	+$96.1K	0.06%	330
2019 Q2	$481K	Buy	+9,309	New	+$479K	0.05%	355
2019 Q1	–	Sell	-9,244	Closed	-$472K	–	1906
2018 Q4	$472K	Buy	+9,244	New	+$471K	0.1%	230
2017 Q1	–	Sell	-1,450	Closed	-$76K	–	2096
2016 Q4	$76K	Buy	+1,450	New	+$76.1K	0.01%	792

Other funds holding LMBS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Next Financial Group's LMBS Position: Q4 2021 in Review

Next Financial Group reduced its First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) stake by 16% in Q4 2021, selling an estimated $596K and leaving 60,084 shares worth $3M. The position accounts for 0.2% of the portfolio, ranked #106.

Next Financial Group first reported a position in LMBS in Q4 2016 and has held it in 13 quarters since. The position peaked at $5.17M in Q2 2021. 379 funds tracked by Wall St. Rank hold LMBS as of Q4 2021.

Next Financial Group held 60,084 shares of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $3M as of Q4 2021.
Next Financial Group sold 11,853 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q4 2021, an estimated $596K.
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF made up 0.2% of Next Financial Group's portfolio in Q4 2021, its #106 holding.
Next Financial Group first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q4 2016 and has held it in 13 quarters since.
Next Financial Group's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $5.17M in Q2 2021.
379 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.