Capital Investment Advisors’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-19,433	Closed	-$1.01M	–	502
2019 Q4	$1.01M	Buy	19,433 +2,001	+11%	+$104K	0.05%	232
2019 Q3	$906K	Sell	17,432 -700	-4%	-$36.3K	0.05%	236
2019 Q2	$937K	Buy	18,132 +211	+1%	+$10.9K	0.05%	235
2019 Q1	$919K	Buy	17,921 +33	+0.2%	+$1.69K	0.05%	229
2018 Q4	$913K	Buy	17,888 +10	+0.1%	+$509	0.06%	220
2018 Q3	$911K	Buy	17,878 +136	+0.8%	+$6.95K	0.05%	221
2018 Q2	$908K	Sell	17,742 -940	-5%	-$48.2K	0.06%	224
2018 Q1	$960K	Buy	18,682 +11	+0.1%	+$566	0.06%	217
2017 Q4	$964K	Buy	18,671 +1,610	+9%	+$83.5K	0.06%	217
2017 Q3	$887K	Buy	17,061 +3,098	+22%	+$161K	0.06%	223
2017 Q2	$728K	Buy	13,963 +4,454	+47%	+$232K	0.05%	237
2017 Q1	$495K	Buy	+9,509	New	+$496K	0.04%	283