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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Name Holding Trade Value Shares
Change 		Change in
Stake
CPIG
51
Chicago Partners Investment Group
Illinois
$1.16M +$424K +8,184 +57%
FAIM
52
Financial Advocates Investment Management
Washington
$1.14M +$1.15M +22,101 New
AW
53
ACG Wealth
Georgia
$1.11M +$1.12M +21,550 New
TCM
54
Telos Capital Management
California
$1.03M +$129K +2,486 +14%
CIA
55
Capital Investment Advisors
Georgia
$964K +$83.5K +1,610 +9%
HFS
56
HL Financial Services
Kentucky
$952K +$135K +2,597 +16%
SI
57
Stephens Inc
Arkansas
$934K -$132K -2,551 -12%
SWP
58
Stratos Wealth Partners
Ohio
$918K +$134K +2,582 +17%
DC
59
Davenport & Co
Virginia
$783K +$102K +1,970 +15%
AG
60
Advisor Group
Arizona
$762K -$258K -4,980 -25%
CCG
61
Cypress Capital Group
Florida
$687K +$690K +13,300 New
WS
62
Wedbush Securities
California
$673K +$676K +13,038 New
VA
63
Valmark Advisers
Ohio
$662K +$665K +12,823 New
MFG
64
Merit Financial Group
Georgia
$653K +$1.22M +23,582 New
OMC
65
Old Mission Capital
Illinois
$553K +$556K +10,716 New
GFPC
66
Global Financial Private Capital
Florida
$544K -$276K -5,324 -34%
IH
67
IFC Holdings
Florida
$537K -$3.17M -61,153 -85%
CAN
68
Cetera Advisor Networks
California
$512K +$272K +5,238 +111%
WWMSC
69
Wagner Wealth Management (South Carolina)
South Carolina
$471K +$473K +9,129 New
BRWA
70
B. Riley Wealth Advisors
Florida
$468K +$88.4K +1,704 +23%
B
71
Bridgeworth
Alabama
$446K +$224K +4,323 +100%
HWA
72
HCR Wealth Advisors
California
$398K +$399K +7,700 New
PAG
73
Private Advisor Group
New Jersey
$378K -$203K -3,917 -35%
TSS
74
Two Sigma Securities
New York
$371K +$373K +7,184 New
TFA
75
Transamerica Financial Advisors
Florida
$360K +$25.1K +485 +7%
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