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B. Riley Wealth Advisors’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

B. Riley Wealth Advisors’s Portfolio LMBS Stock Details LMBS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q4 		– Sell
-7,055
Closed -$348K – 1228
2024
Q3 		$348K Sell
7,055
-6,325
-47% -$310K 0.01% 883
2024
Q2 		$643K Sell
13,380
-9,116
-41% -$438K 0.02% 699
2024
Q1 		$1.06M Buy
22,496
+4,275
+23% +$206K 0.03% 510
2023
Q4 		$880K Sell
18,221
-4,275
-19% -$203K 0.02% 573
2023
Q3 		$1.06M Buy
22,496
+2,289
+11% +$109K 0.03% 510
2023
Q2 		$963K Buy
20,207
+1,051
+5% +$50.4K 0.02% 585
2023
Q1 		$917K Sell
19,156
-7,255
-27% -$347K 0.02% 560
2022
Q4 		$1.25M Sell
26,411
-48,292
-65% -$2.28M 0.04% 460
2022
Q3 		$3.54M Buy
74,703
+60,909
+442% +$2.94M 0.11% 198
2022
Q2 		$667K Buy
13,794
+64
+0.5% +$3.11K 0.03% 551
2022
Q1 		$673K Sell
13,730
-747
-5% -$37K 0.02% 605
2021
Q4 		$724K Sell
14,477
-620
-4% -$31.2K 0.02% 639
2021
Q3 		$764K Sell
15,097
-77
-0.5% -$3.91K 0.02% 613
2021
Q2 		$773K Buy
15,174
+1,454
+11% +$74.3K 0.03% 602
2021
Q1 		$701K Sell
13,720
-9,026
-40% -$464K 0.02% 591
2020
Q4 		$1.17M Sell
22,746
-728
-3% -$37.5K 0.06% 289
2020
Q3 		$1.21M Buy
23,474
+567
+2% +$29.3K 0.06% 280
2020
Q2 		$1.18M Buy
22,907
+1,910
+9% +$98.6K 0.08% 250
2020
Q1 		$1.07M Sell
20,997
-4,526
-18% -$235K 0.09% 224
2019
Q4 		$1.32M Buy
25,523
+419
+2% +$21.7K 0.11% 202
2019
Q3 		$1.31M Sell
25,104
-811
-3% -$42.1K 0.13% 178
2019
Q2 		$1.34M Buy
25,915
+558
+2% +$28.7K 0.15% 147
2019
Q1 		$1.3M Buy
25,357
+13,082
+107% +$669K 0.16% 141
2018
Q4 		$627K Buy
12,275
+1,521
+14% +$77.5K 0.09% 241
2018
Q3 		$549K Buy
10,754
+327
+3% +$16.7K 0.07% 326
2018
Q2 		$534K Buy
10,427
+840
+9% +$43K 0.07% 308
2018
Q1 		$493K Buy
9,587
+528
+6% +$27.2K 0.07% 317
2017
Q4 		$468K Buy
9,059
+1,704
+23% +$88.4K 0.06% 327
2017
Q3 		$383K Buy
7,355
+1,918
+35% +$100K 0.06% 322
2017
Q2 		$284K Sell
5,437
-64
-1% -$3.34K 0.05% 380
2017
Q1 		$287K Buy
+5,501
New +$287K 0.06% 352

Other funds holding LMBS

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

B. Riley Wealth Advisors's LMBS Position: Q4 2024 in Review

B. Riley Wealth Advisors sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q4 2024, closing a stake of 7,055 shares — an estimated $348K sold.

B. Riley Wealth Advisors first reported a position in LMBS in Q1 2017 and held it in 31 quarters. The position peaked at $3.54M in Q3 2022. 416 funds tracked by Wall St. Rank hold LMBS as of Q4 2024.

  • B. Riley Wealth Advisors reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q4 2024 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 7,055 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q4 2024, an estimated $348K.
  • B. Riley Wealth Advisors first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2017 and held it in 31 quarters.
  • B. Riley Wealth Advisors's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $3.54M in Q3 2022.
  • 416 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q4 2024.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2024, filed 25 Feb 2025.