Transamerica Financial Advisors’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Transamerica Financial Advisors’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-350	Closed	-$19K	–	352
2019 Q2	$19K	Buy	+350	New	+$18K	﹤0.01%	275
2019 Q1	–	Sell	-408	Closed	-$21K	–	313
2018 Q4	$21K	Sell	408 -192	-32%	-$9.78K	0.01%	261
2018 Q3	$31K	Sell	600 -5,977	-91%	-$306K	0.01%	252
2018 Q2	$337K	Buy	6,577 +321	+5%	+$16.4K	0.07%	145
2018 Q1	$322K	Sell	6,256 -700	-10%	-$36K	0.05%	190
2017 Q4	$360K	Buy	6,956 +485	+7%	+$25.1K	0.05%	204
2017 Q3	$337K	Sell	6,471 -275	-4%	-$14.3K	0.04%	202
2017 Q2	$352K	Buy	6,746 +4,450	+194%	+$232K	0.05%	195
2017 Q1	$120K	Buy	+2,296	New	+$120K	0.01%	219

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Transamerica Financial Advisors's LMBS Position: Q3 2019 in Review

Transamerica Financial Advisors sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q3 2019, closing a stake of 350 shares — an estimated $19K sold.

Transamerica Financial Advisors first reported a position in LMBS in Q1 2017 and held it in 9 quarters. The position peaked at $360K in Q4 2017. 231 funds tracked by Wall St. Rank hold LMBS as of Q3 2019.

Transamerica Financial Advisors reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q3 2019 after selling out during the quarter.
Transamerica Financial Advisors sold 350 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q3 2019, an estimated $19K.
Transamerica Financial Advisors first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2017 and held it in 9 quarters.
Transamerica Financial Advisors's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $360K in Q4 2017.
231 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q3 2019.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.