Transamerica Financial Advisors’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Transamerica Financial Advisors’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-350	Closed	-$19K	–	352
2019 Q2	$19K	Buy	+350	New	+$18K	﹤0.01%	275
2019 Q1	–	Sell	-408	Closed	-$21K	–	313
2018 Q4	$21K	Sell	408 -192	-32%	-$9.78K	0.01%	261
2018 Q3	$31K	Sell	600 -5,977	-91%	-$306K	0.01%	252
2018 Q2	$337K	Buy	6,577 +321	+5%	+$16.4K	0.07%	145
2018 Q1	$322K	Sell	6,256 -700	-10%	-$36K	0.05%	190
2017 Q4	$360K	Buy	6,956 +485	+7%	+$25.1K	0.05%	204
2017 Q3	$337K	Sell	6,471 -275	-4%	-$14.3K	0.04%	202
2017 Q2	$352K	Buy	6,746 +4,450	+194%	+$232K	0.05%	195
2017 Q1	$120K	Buy	+2,296	New	+$120K	0.01%	219

Other funds holding LMBS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

United Capital Financial Advisors Irving, Texas $16.2B AUM 16.34% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Jane Street New York $93.1B AUM 61.18% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return