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Hercules Capital

299 hedge funds and large institutions have $619M invested in Hercules Capital in 2024 Q3 according to their latest regulatory filings, with 38 funds opening new positions, 124 increasing their positions, 79 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 24

57% more repeat investments, than reductions

Existing positions increased: 124 | Existing positions reduced: 79

4% more funds holding

Funds holding: 288299 (+11)

0.32% less ownership

Funds ownership: 19.97%19.65% (-0.32%)

5% less capital invested

Capital invested by funds: $655M → $619M (-$35.6M)

15% less call options, than puts

Call options by funds: $14M | Put options by funds: $16.4M

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

Holders
299
Holders Change
+11
Holders Change %
+3.82%
% of All Funds
4.29%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.07%
New
38
Increased
124
Reduced
79
Closed
24
Calls
$14M
Puts
$16.4M
Net Calls
-$2.46M
Net Calls Change
-$3.77M
Name Holding Trade Value Shares
Change
Change in
Stake
BFA
201
Beaumont Financial Advisors
Massachusetts
$224K +$225K +11,419 New
FFA
202
First Foundation Advisors
California
$224K +$225K +11,410 New
WI
203
Wintrust Investments
Illinois
$224K -$1.97M -99,779 -90%
CCA
204
Childress Capital Advisors
Texas
$223K
KFA
205
Kelleher Financial Advisors
New York
$215K -$25.3K -1,285 -11%
WAP
206
Wealthcare Advisory Partners
Pennsylvania
$214K +$215K +10,914 New
LA
207
LM Advisors
California
$214K
PS
208
Principal Securities
Iowa
$212K
OQS
209
Occudo Quantitative Strategies
Florida
$209K +$210K +10,642 New
BCM
210
Brookstone Capital Management
Illinois
$209K -$7.86K -399 -4%
HWM
211
HB Wealth Management
Georgia
$206K +$3.98K +202 +2%
LA
212
Latitude Advisors
Florida
$204K -$4.47K -227 -2%
OPA
213
Old Port Advisors
Maine
$202K -$8.51K -432 -4%
Baird Financial Group
214
Baird Financial Group
Wisconsin
$197K +$197K +10,024 New
IA
215
IFP Advisors
Florida
$196K -$166K -8,434 -46%
CWM
216
Cedar Wealth Management
California
$192K
OP
217
ORG Partners
Indiana
$168K
Comerica Bank
218
Comerica Bank
Texas
$153K -$1.5K -76 -1%
JIP
219
Jaffetilchin Investment Partners
Florida
$151K +$152K +7,714 New
AGWCA
220
Annis Gardner Whiting Capital Advisors
Florida
$132K
Citigroup
221
Citigroup
New York
$129K +$130K +6,590 New
Nisa Investment Advisors
222
Nisa Investment Advisors
Missouri
$114K +$114K +5,800 New
TRCT
223
Tower Research Capital (TRC)
New York
$110K +$85.4K +4,336 +348%
Northwestern Mutual Wealth Management
224
Northwestern Mutual Wealth Management
Wisconsin
$107K +$72.9K +3,700 +214%
AAG
225
Armstrong Advisory Group
Massachusetts
$106K +$70.5K +3,580 +199%

HTGC Hedge Fund Activity: Q3 2024 in Review

299 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q3 2024, worth a combined $619M — down 5.4% from $655M a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new HTGC positions and 24 closed out — a net gain of 14 holders — while 124 added to existing stakes and 79 trimmed.

The largest buyer was International Assets Investment Management, adding an estimated $7.61M. The largest seller was Marshall Wace, exiting entirely with an estimated $17.7M sold.

  • 299 institutional investors held Hercules Capital (HTGC) as of Q3 2024, up from 288 in Q2 2024.
  • Funds reported $619M of Hercules Capital stock for Q3 2024, down 5.4% quarter-over-quarter.
  • 38 funds opened new Hercules Capital positions in Q3 2024 and 24 closed out, a net change of +14 holders.
  • The largest Hercules Capital buyer in Q3 2024 was International Assets Investment Management, an estimated $7.61M added.
  • The largest Hercules Capital seller in Q3 2024 was Marshall Wace, an estimated $17.7M sold.

Based on aggregated 13F filings for Q3 2024.