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Hercules Capital
HTGC

Overview Fund Activity

218 hedge funds and large institutions have $511M invested in Hercules Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 83 increasing their positions, 60 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
218
Holders Change
+4
Holders Change %
+1.87%
% of All Funds
3.83%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
27
Increased
83
Reduced
60
Closed
21
Calls
$9.7M
Puts
$11.3M
Net Calls
-$1.64M
Net Calls Change
+$892K

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$8.47M
2
Invesco
2
Invesco
Georgia
$18M
3
BlackRock
3
BlackRock
New York
$15.5M
4
UIC
4
Uniplan Investment Counsel
Wisconsin
$2.6M
5
LCWP
5
Legacy Capital Wealth Partners
Arkansas
$2.38M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$0
2
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$5.54M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$1.23M
4
Skandinaviska Enskilda Banken (SEB)
4
Skandinaviska Enskilda Banken (SEB)
Sweden
$0
5
MC
5
Muzinich & Co
New York
$8.53M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWM
201
Spire Wealth Management
Virginia
$12K +$34 +2 +0.3%
AWM
202
Activest Wealth Management
Florida
$12K +$258 +16 +2%
SFPG
203
Stonebridge Financial Planning Group
Florida
$9K – – –
AA
204
AlphaMark Advisors
Kentucky
$9K – – –
WQ
205
Wealth Quarterback
New Jersey
$9K +$202 +12 +2%
TAM
206
Tucker Asset Management
Colorado
$8.2K – – –
WOC
207
West Oak Capital
California
$8K – – –
GWMIA
208
Global Wealth Management Investment Advisory
Florida
$7K – – –
PA
209
PSI Advisors
Florida
$6K +$6K +350 New
CHA
210
Carmichael Hill & Associates
Maryland
$6K +$6K +370 New
GWSG
211
GPS Wealth Strategies Group
Colorado
$5K – – –
GAM
212
Gemmer Asset Management
California
$5K – – –
WT
213
Whittier Trust
California
$4K – – –
ADL
214
Asset Dedication LLC
California
$3K – – –
VNA
215
Valley National Advisers
Pennsylvania
$3K – – –
AF
216
Allworth Financial
California
$3K +$69 +4 +2%
EVM
217
Eaton Vance Management
Massachusetts
$2K – – –
Arrowstreet Capital
218
Arrowstreet Capital
Massachusetts
– -$12.8M -751,573 Closed
Skandinaviska Enskilda Banken (SEB)
219
Skandinaviska Enskilda Banken (SEB)
Sweden
– -$2.04M -119,500 Closed
CIBC Private Wealth Group
220
CIBC Private Wealth Group
Georgia
– -$1.63M -95,800 Closed
Citadel Advisors
221
Citadel Advisors
Florida
– -$796K -46,635 Closed
Millennium Management
222
Millennium Management
New York
– -$669K -39,202 Closed
AWC
223
Abundance Wealth Counselors
Pennsylvania
– -$424K -24,878 Closed
GT
224
Glenview Trust
Kentucky
– -$401K -23,500 Closed
XT
225
XTX Topco
Cayman Islands
– -$400K -23,435 Closed
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