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Hercules Capital
HTGC

Overview Fund Activity

213 hedge funds and large institutions have $510M invested in Hercules Capital in 2021 Q1 according to their latest regulatory filings, with 42 funds opening new positions, 75 increasing their positions, 60 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
213
Holders Change
+20
Holders Change %
+10.36%
% of All Funds
3.75%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
42
Increased
75
Reduced
60
Closed
19
Calls
$3.83M
Puts
$4.44M
Net Calls
-$611K
Net Calls Change
-$4.04M

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$6.43M
2
VanEck Associates
2
VanEck Associates
New York
$18.8M
3
Invesco
3
Invesco
Georgia
$12.6M
4
CIBC Private Wealth Group
4
CIBC Private Wealth Group
Georgia
$1.54M
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$2.69M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$16M
2
MHI
2
Miller Howard Investments
New York
$0
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$15.9M
4
MC
4
Muzinich & Co
New York
$12.1M
5
Sumitomo Mitsui Trust Group
5
Sumitomo Mitsui Trust Group
Japan
$12M
Name Holding Trade Value Shares
Change 		Shares
Change %
SFPG
201
Stonebridge Financial Planning Group
Florida
$8K – – –
TAM
202
Tucker Asset Management
Colorado
$7.44K – – –
HNB
203
Huntington National Bank
Ohio
$7K -$23.8K -1,391 -77%
EVM
204
Eaton Vance Management
Massachusetts
$7K +$7K +446 New
GAM
205
Gemmer Asset Management
California
$5K -$3.33K -200 -40%
SFS
206
Sowell Financial Services
Arkansas
$5K – – –
WT
207
Whittier Trust
California
$4K +$4K +250 New
GWSG
208
GPS Wealth Strategies Group
Colorado
$4K +$4K +300 New
AIC
209
Ameritas Investment Company
Nebraska
$3.32K +$3.32K +207 New
MF
210
Manchester Financial
California
$3K -$645 -43 -18%
VNA
211
Valley National Advisers
Pennsylvania
$3K – – –
LWANC
212
Laurel Wealth Advisors (North Carolina)
North Carolina
$3K +$73 +5 +3%
APWM
213
Atlas Private Wealth Management
New York
$1K +$1K +70 New
MHI
214
Miller Howard Investments
New York
– -$7.91M -548,552 Closed
Two Sigma Investments
215
Two Sigma Investments
New York
– -$1.5M -104,308 Closed
JPMPWA
216
J.P. Morgan Private Wealth Advisors
California
– -$623K -43,184 Closed
Millennium Management
217
Millennium Management
New York
– -$605K -41,957 Closed
SP
218
Steelhead Partners
Washington
– -$515K -35,709 Closed
ACM
219
AlphaCrest Capital Management
New York
– -$476K -33,000 Closed
CC
220
Cipher Capital
New York
– -$455K -31,549 Closed
VAM
221
Verity Asset Management
North Carolina
– -$258K -17,907 Closed
PI
222
PEAK6 Investments
Illinois
– -$189K -13,097 Closed
GG
223
Golden Green
South Carolina
– -$153K -10,634 Closed
ASN
224
Advisory Services Network
Georgia
– -$84K -5,816 Closed
TFS
225
TrustCore Financial Services
Tennessee
– -$14K -955 Closed
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