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Hercules Capital
HTGC

Overview Fund Activity

261 hedge funds and large institutions have $432M invested in Hercules Capital in 2022 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 97 increasing their positions, 64 reducing their positions, and 19 closing their positions.

Holders
261
Holders Change
+25
Holders Change %
+10.59%
% of All Funds
4.21%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
48
Increased
97
Reduced
64
Closed
19
Calls
$9.31M
Puts
$27.9M
Net Calls
-$18.6M
Net Calls Change
-$14.4M

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$10.1M
2
SIS
2
Sound Income Strategies
Florida
$32.3M
3
Connor, Clark & Lunn Investment Management (CC&L)
3
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$2.93M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$2.06M
5
SNB
5
Security National Bank
Nebraska
$4.41M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$14.9M
2
UBS Group
2
UBS Group
Switzerland
$4M
3
T. Rowe Price Investment Management
3
T. Rowe Price Investment Management
Maryland
$18.3M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$10.5M
5
Wells Fargo
5
Wells Fargo
California
$7.45M
Name Market Value Shares Shares
Change 		Shares
Change %
BCM
176
Brookstone Capital Management
Illinois
$165K 12,199 +119 +1%
P
177
&Partners
Tennessee
$162K 12,275 – –
BPA
178
Beacon Pointe Advisors
California
$161K 12,200 – –
SB
179
Strategic Blueprint
Georgia
$160K 12,090 +1,000 +9%
WCM
180
WealthBridge Capital Management
Ohio
$159K 12,000 – –
HT
181
Heritage Trust
Oklahoma
$157K 11,855 -16,145 -58%
BTW
182
Boston Trust Walden
Massachusetts
$151K 11,400 – –
Brown Advisory
183
Brown Advisory
Maryland
$150K 11,332 +11,332 New
Fidelity International
184
Fidelity International
Bermuda
$145K 10,926 – –
SWP
185
Stratos Wealth Partners
Ohio
$143K 10,790 – –
CW
186
CreativeOne Wealth
Kansas
$140K 10,556 +10,556 New
JMF
187
Johnson Midwest Financial
Iowa
$139K 10,500 – –
UCFA
188
United Capital Financial Advisors
Texas
$137K 10,384 +10,384 New
TC
189
Telemus Capital
Michigan
$136K 10,000 – –
SBIA
190
Sheaff Brock Investment Advisors
Indiana
$135K 10,216 +10,216 New
RFA
191
Register Financial Advisors
Georgia
$134K 10,155 +10,155 New
Jane Street
192
Jane Street
New York
$134K 10,107 -2,422 -19%
CWM
193
Cedar Wealth Management
California
$129K 9,759 – –
Nisa Investment Advisors
194
Nisa Investment Advisors
Missouri
$110K 8,300 +8,300 New
PO
195
Private Ocean
California
$99.2K 7,505 – –
LC
196
Lindbrook Capital
California
$96.1K 7,272 -68 -0.9%
BLC
197
Brown, Lisle/Cummings
Rhode Island
$70.1K 5,300 – –
OCM
198
Orion Capital Management
California
$66.1K 5,000 – –
HNWAG
199
High Net Worth Advisory Group
Florida
$52.9K 4,000 – –
GRP
200
Global Retirement Partners
California
$52.4K 3,960 +96 +2%
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8
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