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Hercules Capital
HTGC

Overview Fund Activity

177 hedge funds and large institutions have $466M invested in Hercules Capital in 2019 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 67 increasing their positions, 48 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
177
Holders Change
-9
Holders Change %
-4.84%
% of All Funds
3.89%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
22
Increased
67
Reduced
48
Closed
30
Calls
$152K
Puts
$1.83M
Net Calls
-$1.68M
Net Calls Change
+$1.05M

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$7.38M
2
SIS
2
Sound Income Strategies
Florida
$25.5M
3
MPAM
3
Monarch Partners Asset Management
Massachusetts
$7.1M
4
BlackRock
4
BlackRock
New York
$7.5M
5
Macquarie Group
5
Macquarie Group
Australia
$3.21M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$6.75M
2
UBS Group
2
UBS Group
Switzerland
$16.3M
3
PI
3
Putnam Investments
Massachusetts
$0
4
GIM
4
Greenwich Investment Management
Connecticut
$793K
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$24.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
CS
176
Credit Suisse
Switzerland
– -$1.11M -86,643 Closed
PAM
177
PVG Asset Management
Colorado
– -$948K -73,980 Closed
Two Sigma Advisers
178
Two Sigma Advisers
New York
– -$897K -69,944 Closed
DCM
179
Driehaus Capital Management
Illinois
– -$885K -69,053 Closed
ACA
180
Aptus Capital Advisors
Alabama
– -$771K -60,175 Closed
MF
181
Magnetar Financial
Illinois
– -$641K -50,000 Closed
SGI
182
Summit Global Investments
Utah
– -$599K -46,712 Closed
Canada Life
183
Canada Life
Manitoba, Canada
– -$384K -30,045 Closed
Tudor Investment Corp
184
Tudor Investment Corp
Connecticut
– -$384K -29,987 Closed
MIM
185
Monashee Investment Management
Massachusetts
– -$321K -25,000 Closed
RA
186
Rational Advisors
New York
– -$321K -25,000 Closed
SI
187
Stephens Inc
Arkansas
– -$301K -23,516 Closed
EC
188
EJF Capital
Virginia
– -$256K -20,000 Closed
PPP
189
Private Portfolio Partners
New Jersey
– -$225K -17,587 Closed
OAM
190
Oxford Asset Management
United Kingdom
– -$224K -17,439 Closed
OCG
191
Opus Capital Group
Ohio
– -$222K -17,345 Closed
WA
192
WESPAC Advisors
California
– -$197K -15,336 Closed
OFS
193
OneAscent Financial Services
Alabama
– -$165K -12,906 Closed
AI
194
Atria Investments
North Carolina
– -$164K -12,806 Closed
Wolverine Trading
195
Wolverine Trading
Illinois
– -$139K -10,880 Closed
QT
196
Quantbot Technologies
New York
– -$44K -3,474 Closed
RCAG
197
Rehmann Capital Advisory Group
Michigan
– -$33.4K -2,602 Closed
JIR
198
James Investment Research
Ohio
– -$23K -1,800 Closed
Simplex Trading
199
Simplex Trading
Illinois
– -$19K -1,519 Closed
AF
200
Advisornet Financial
Minnesota
– -$15K -1,200 Closed
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