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Hercules Capital
HTGC

Overview Fund Activity

261 hedge funds and large institutions have $432M invested in Hercules Capital in 2022 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 97 increasing their positions, 64 reducing their positions, and 19 closing their positions.

Holders
261
Holders Change
+25
Holders Change %
+10.59%
% of All Funds
4.21%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
48
Increased
97
Reduced
64
Closed
19
Calls
$9.31M
Puts
$27.9M
Net Calls
-$18.6M
Net Calls Change
-$14.4M

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$10.1M
2
SIS
2
Sound Income Strategies
Florida
$32.3M
3
Connor, Clark & Lunn Investment Management (CC&L)
3
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$2.93M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$2.06M
5
SNB
5
Security National Bank
Nebraska
$4.41M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$14.9M
2
UBS Group
2
UBS Group
Switzerland
$4M
3
T. Rowe Price Investment Management
3
T. Rowe Price Investment Management
Maryland
$18.3M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$10.5M
5
Wells Fargo
5
Wells Fargo
California
$7.45M
Name Market Value Shares Shares
Change 		Shares
Change %
BAM
151
Belpointe Asset Management
Nevada
$249K 18,823 +3,773 +25%
GLA
152
Good Life Advisors
Pennsylvania
$245K 18,557 – –
SIA
153
Sit Investment Associates
Minnesota
$239K 18,050 -14,450 -44%
II
154
Inspire Investing
Idaho
$235K 17,782 -114 -0.6%
TC
155
TwinBeech Capital
New York
$227K 17,164 -23,738 -58%
CG
156
Caprock Group
Idaho
$225K 17,000 – –
VAS
157
Vestmark Advisory Solutions
Massachusetts
$222K 16,756 +252 +2%
KAS
158
Kestra Advisory Services
Texas
$214K 16,212 -3,925 -19%
WS
159
Wedbush Securities
California
$211K 15,980 +15,980 New
ECM
160
Evergreen Capital Management
Washington
$209K 15,838 +15,838 New
QIM
161
Quest Investment Management
Oregon
$202K 15,315 – –
CWP
162
Core Wealth Partners
California
$201K 15,197 +15,197 New
CAN
163
Cetera Advisor Networks
California
$199K 15,032 +3,292 +28%
AFO
164
Allie Family Office
Florida
$198K 15,000 – –
VF
165
Virtu Financial
New York
$191K 14,442 +14,442 New
Victory Capital Management
166
Victory Capital Management
Texas
$189K 14,296 -6 -0%
IA
167
IFP Advisors
Florida
$188K 13,756 +4,241 +45%
CFGS
168
Concourse Financial Group Securities
Alabama
$187K 14,148 +947 +7%
LNWWM
169
Laird Norton Wetherby Wealth Management
California
$186K 14,050 -13,200 -48%
RWB
170
RMR Wealth Builders
New Jersey
$184K 13,893 +438 +3%
BRWA
171
B. Riley Wealth Advisors
Florida
$183K 13,873 -861 -6%
OPA
172
Old Port Advisors
Maine
$176K 13,323 -383 -3%
ACM
173
Aquatic Capital Management
Illinois
$172K 13,000 +1,500 +13%
BFM
174
Boothbay Fund Management
New York
$169K 12,776 +12,776 New
VIA
175
Virtus Investment Advisers
Connecticut
$167K 12,617 -6,702 -35%
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