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Hercules Capital

158 hedge funds and large institutions have $545M invested in Hercules Capital in 2017 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 49 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

124% more call options, than puts

Call options by funds: $2.73M | Put options by funds: $1.22M

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

14% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 49

12% more capital invested

Capital invested by funds: $486M → $545M (+$58.6M)

1% more funds holding

Funds holding: 156158 (+2)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.15% less ownership

Funds ownership: 44.67%43.52% (-1.1%)

Holders
158
Holders Change
+2
Holders Change %
+1.28%
% of All Funds
3.93%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
26
Increased
56
Reduced
49
Closed
22
Calls
$2.73M
Puts
$1.22M
Net Calls
+$1.51M
Net Calls Change
+$1.03M
Name Holding Trade Value Shares
Change
Change in
Stake
TSW
151
Thompson Siegel & Walmsley
Virginia
$5K +$5.22K +356 New
WAM
152
Wealthspire Advisors (Maryland)
Maryland
$4K
SPIA
153
Steward Partners Investment Advisory
New York
$4K +$4.62K +315 New
EWM
154
Endurance Wealth Management
Rhode Island
$3K
Fifth Third Bancorp
155
Fifth Third Bancorp
Ohio
$3K +$2.51K +171 New
MPWT
156
MassMutual Private Wealth & Trust
Connecticut
$1.51K
CHP
157
Cable Hill Partners
Oregon
$1K
State of New Jersey Common Pension Fund D
158
State of New Jersey Common Pension Fund D
New Jersey
-$10.6M -750,000 Closed
AAM
159
Advisors Asset Management
Colorado
-$2.95M -208,807 Closed
Millennium Management
160
Millennium Management
New York
-$2.93M -207,626 Closed
HIM
161
Hillsdale Investment Management
Ontario, Canada
-$2.06M -145,800 Closed
GCP
162
GSA Capital Partners
United Kingdom
-$1.32M -93,869 Closed
CS
163
Credit Suisse
Switzerland
-$924K -65,498 Closed
SCM
164
Shelton Capital Management
Colorado
-$911K -64,576 Closed
Capstone Investment Advisors
165
Capstone Investment Advisors
New York
-$562K -39,884 Closed
Citadel Advisors
166
Citadel Advisors
Florida
-$349K -24,780 Closed
AL
167
Airain Ltd
Guernsey
-$337K -23,881 Closed
SFA
168
Sequoia Financial Advisors
Ohio
-$334K -23,703 Closed
EGA
169
Eagle Global Advisors
Texas
-$310K -22,000 Closed
Tudor Investment Corp
170
Tudor Investment Corp
Connecticut
-$239K -16,955 Closed
GH
171
GAM Holding
Switzerland
-$234K -16,569 Closed
HI
172
HBK Investments
Texas
-$232K -16,410 Closed
ARTA
173
A.R.T. Advisors
New York
-$179K -12,700 Closed
Capital Fund Management (CFM)
174
Capital Fund Management (CFM)
France
-$165K -11,700 Closed
CA
175
Cetera Advisors
Colorado
-$156K -11,091 Closed