Hercules Capital
HTGC
149 hedge funds and large institutions have $518M invested in Hercules Capital in 2013 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 49 increasing their positions, 52 reducing their positions, and 10 closing their positions.
170% more first-time investments, than exits
New positions opened: 27 | Existing positions closed: 10
12% more funds holding
Funds holding: 133 → 149 (+16)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
6% less repeat investments, than reductions
Existing positions increased: 49 | Existing positions reduced: 52
3.51% less ownership
Funds ownership: 54.31% → 50.8% (-3.5%)
30% less call options, than puts
Call options by funds: $378K | Put options by funds: $537K
93% less capital invested
Capital invested by funds: $7.68B → $518M (-$7.16B)
Top Buyers
Top Sellers
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NC
151
Northpointe Capital
Bloomfield Hills,
Michigan
| – | -$7.49M | -490,932 | Closed |
|
|
PMAM
152
Picton Mahoney Asset Management
Toronto,
Ontario, Canada
| – | -$1.65M | -108,111 | Closed |
|
153
ProShare Advisors
Bethesda,
Maryland
| – | -$596K | -39,095 | Closed |
|
154
Jane Street
New York
| – | -$458K | -30,009 | Closed |
|
|
PP
155
PDT Partners
New York
| – | -$267K | -17,525 | Closed |
|
|
HIM
156
Hillsdale Investment Management
Toronto,
Ontario, Canada
| – | -$113K | -7,400 | Closed |
|
157
Group One Trading
Chicago,
Illinois
| – | -$64K | -4,183 | Closed |
|
|
ST
158
Spot Trading
Chicago,
Illinois
| – | -$58.1K | -3,600 | Closed |
|
159
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$8K | -550 | Closed |
|
HTGC Hedge Fund Activity: Q4 2013 in Review
149 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q4 2013, worth a combined $518M — down 93% from $7.68B a quarter earlier.
Buyers outnumbered sellers: 27 funds opened new HTGC positions and 10 closed out — a net gain of 17 holders — while 49 added to existing stakes and 52 trimmed.
The largest buyer was Laffer Tengler Investments, opening a new position worth an estimated $8.45M. The largest seller was DePrince Race & Zollo Inc (DRZ), exiting entirely with an estimated $16M sold.
- 149 institutional investors held Hercules Capital (HTGC) as of Q4 2013, up from 133 in Q3 2013.
- Funds reported $518M of Hercules Capital stock for Q4 2013, down 93% quarter-over-quarter.
- 27 funds opened new Hercules Capital positions in Q4 2013 and 10 closed out, a net change of +17 holders.
- The largest Hercules Capital buyer in Q4 2013 was Laffer Tengler Investments, an estimated $8.45M added.
- The largest Hercules Capital seller in Q4 2013 was DePrince Race & Zollo Inc (DRZ), an estimated $16M sold.
Based on aggregated 13F filings for Q4 2013.