HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

264 hedge funds and large institutions have $479M invested in Hercules Capital in 2023 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 94 increasing their positions, 68 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
264
Holders Change
+17
Holders Change %
+6.88%
% of All Funds
4.21%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.1%
New
36
Increased
94
Reduced
68
Closed
18
Calls
$22M
Puts
$12.7M
Net Calls
+$9.3M
Net Calls Change
+$6.21M

Top Buyers

1
Marshall Wace
1
Marshall Wace
United Kingdom
$20M
2
MCM
2
McKinley Capital Management
Alaska
$5.73M
3
GL
3
Graypoint LLC
New York
$2.07M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.72M
5
VanEck Associates
5
VanEck Associates
New York
$33.4M

Top Sellers

1
Connor, Clark & Lunn Investment Management (CC&L)
1
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$0
2
Citadel Advisors
2
Citadel Advisors
Florida
$1.14M
3
BlackRock
3
BlackRock
New York
$10.5M
4
BTCPP
4
Border to Coast Pensions Partnership
United Kingdom
$6.2M
5
SSA
5
Schonfeld Strategic Advisors
New York
$544K
Name Holding Trade Value Shares
Change 		Shares
Change %
MML Investors Services
126
MML Investors Services
Massachusetts
$430K +$28.2K +1,717 +7%
AM
127
Ares Management
California
$411K +$411K +25,000 New
Millennium Management
128
Millennium Management
New York
$401K +$84.7K +5,157 +27%
FFA
129
Founders Financial Alliance
North Carolina
$395K +$4.83K +294 +1%
AI
130
Accredited Investors
Minnesota
$394K – – –
Group One Trading
131
Group One Trading
Illinois
$394K +$394K +23,989 New
PFO
132
Pathstone Family Office
New Jersey
$386K +$96.2K +5,860 +33%
DA
133
Duality Advisers
Florida
$381K +$381K +23,225 New
WG
134
Winton Group
United Kingdom
$376K +$376K +22,909 New
GWM
135
Geneos Wealth Management
Colorado
$371K +$361 +22 +0.1%
II
136
Inspire Investing
Idaho
$355K -$49.4K -3,010 -12%
EH
137
Equitable Holdings
New York
$349K +$132K +8,065 +61%
CAN
138
Cetera Advisor Networks
California
$346K +$23.7K +1,444 +7%
FRM
139
Fox Run Management
Connecticut
$346K +$346K +21,054 New
CWP
140
Core Wealth Partners
California
$345K – – –
SS
141
Sunbelt Securities
Texas
$339K -$42.3K -2,574 -11%
CW
142
CreativeOne Wealth
Kansas
$328K -$121K -7,390 -27%
FNT
143
First National Trust
Pennsylvania
$322K – – –
Jane Street
144
Jane Street
New York
$318K -$1.31M -79,818 -80%
PM
145
Penbrook Management
New York
$315K +$10.7K +650 +4%
ProShare Advisors
146
ProShare Advisors
Maryland
$312K -$70.3K -4,280 -18%
Squarepoint
147
Squarepoint
New York
$310K +$310K +18,875 New
BPA
148
Beacon Pointe Advisors
California
$309K +$88.8K +5,411 +40%
VF
149
Virtu Financial
New York
$309K +$309K +18,804 New
QC
150
Quadrature Capital
United Kingdom
$302K +$302K +18,362 New
4 5
6
7 8