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Hercules Capital
HTGC

Overview Fund Activity

247 hedge funds and large institutions have $415M invested in Hercules Capital in 2023 Q2 according to their latest regulatory filings, with 24 funds opening new positions, 92 increasing their positions, 72 reducing their positions, and 29 closing their positions.

Holders
247
Holders Change
-8
Holders Change %
-3.14%
% of All Funds
3.9%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.08%
New
24
Increased
92
Reduced
72
Closed
29
Calls
$15.4M
Puts
$12.3M
Net Calls
+$3.1M
Net Calls Change
+$15.6M

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$8.59M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$2.54M
3
SSA
3
Schonfeld Strategic Advisors
New York
$2.1M
4
Balyasny Asset Management
4
Balyasny Asset Management
Illinois
$1.98M
5
VanEck Associates
5
VanEck Associates
New York
$28.4M

Top Sellers

1
T. Rowe Price Investment Management
1
T. Rowe Price Investment Management
Maryland
$0
2
Citadel Advisors
2
Citadel Advisors
Florida
$3.93M
3
CCPM
3
Cooper Creek Partners Management
New York
$0
4
CSS
4
Cubist Systematic Strategies
Connecticut
$1.67M
5
SNB
5
Security National Bank
Nebraska
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CAPTRUST Financial Advisors
101
CAPTRUST Financial Advisors
North Carolina
$544K 36,766 +607 +2%
Neuberger Berman Group
102
Neuberger Berman Group
New York
$541K 36,550 – –
AWM
103
AE Wealth Management
Kansas
$538K 36,348 -38,832 -52%
1IA
104
1620 Investment Advisors
Massachusetts
$530K 35,784 -1,010 -3%
CA
105
Cetera Advisors
Colorado
$528K 35,653 -3,608 -9%
ACM
106
Aquatic Capital Management
Illinois
$527K 35,600 +6,500 +22%
EFS
107
Essex Financial Services
Connecticut
$513K 34,630 +3,595 +12%
DI
108
Diligent Investors
California
$507K 34,284 +166 +0.5%
GIM
109
Greenwich Investment Management
Connecticut
$489K 33,026 -292 -0.9%
CC
110
Claybrook Capital
Massachusetts
$483K 32,620 – –
AIC
111
Archer Investment Corporation
Indiana
$481K 32,507 +4 +0%
FCM
112
FJ Capital Management
Virginia
$481K 32,469 -42,780 -57%
FFWM
113
Future Financial Wealth Management
Ohio
$463K 31,300 – –
FNBOMD
114
First National Bank of Mount Dora
Florida
$433K 29,246 – –
GC
115
Guggenheim Capital
Illinois
$423K 28,560 +2,359 +9%
EMFAT
116
Emerald Mutual Fund Advisers Trust
Pennsylvania
$415K 28,020 – –
Mirae Asset Global Investments
117
Mirae Asset Global Investments
South Korea
$413K 27,906 +966 +4%
CW
118
CreativeOne Wealth
Kansas
$405K 27,389 +13,152 +92%
Creative Planning
119
Creative Planning
Kansas
$403K 27,218 -4,819 -15%
SFS
120
Sowell Financial Services
Arkansas
$400K 27,034 +6,548 +32%
PIWA
121
Prevail Innovative Wealth Advisors
Kansas
$398K 26,877 +26,877 New
KA
122
Kovack Advisors
Florida
$389K 26,268 -475 -2%
IWM
123
IHT Wealth Management
Illinois
$371K 25,082 +3,233 +15%
Verition Fund Management
124
Verition Fund Management
Connecticut
$366K 24,743 +24,743 New
II
125
Inspire Investing
Idaho
$365K 24,655 +231 +0.9%
3 4
5
6 7