HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

181 hedge funds and large institutions have $481M invested in Hercules Capital in 2018 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 59 increasing their positions, 57 reducing their positions, and 17 closing their positions.

Holders
181
Holders Change
+7
Holders Change %
+4.02%
% of All Funds
4.14%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.14%
New
26
Increased
59
Reduced
57
Closed
17
Calls
$346K
Puts
$980K
Net Calls
-$634K
Net Calls Change
-$493K

Top Buyers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$21.5M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$11.7M
3
UBS Group
3
UBS Group
Switzerland
$30.1M
4
Credit Agricole
4
Credit Agricole
France
$3.42M
5
SIS
5
Sound Income Strategies
Florida
$14.7M

Top Sellers

1
CF
1
Centaurus Financial
California
$8.01K
2
Two Sigma Investments
2
Two Sigma Investments
New York
$2.91M
3
NC
3
Northpointe Capital
Michigan
$10.6M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$2.64M
5
Millennium Management
5
Millennium Management
New York
$4.09M
Name Market Value Shares Shares
Change 		Shares
Change %
Citigroup
101
Citigroup
New York
$258K 19,609 -3,024 -13%
BWP
102
BSW Wealth Partners
Colorado
$246K 18,697 +18,697 New
PAG
103
Private Advisor Group
New Jersey
$245K 18,641 +18,641 New
EGA
104
Eagle Global Advisors
Texas
$242K 18,370 -1,250 -6%
Creative Planning
105
Creative Planning
Kansas
$217K 16,503 -247 -1%
NSIM
106
North Star Investment Management
Illinois
$216K 16,400 – –
AIMCA
107
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$211K 16,009 – –
QIM
108
Quest Investment Management
Oregon
$209K 15,900 – –
BC
109
Brinker Capital
Pennsylvania
$205K 15,546 +216 +1%
Lido Advisors
110
Lido Advisors
California
$200K 15,222 -2,000 -12%
Comerica Bank
111
Comerica Bank
Texas
$200K 15,859 – –
SG Americas Securities
112
SG Americas Securities
New York
$200K 15,227 +782 +5%
TC
113
Telemus Capital
Michigan
$197K 15,000 – –
TCM
114
Tufton Capital Management
Maryland
$196K 14,907 -1,575 -10%
FCM
115
FJ Capital Management
Virginia
$192K 14,600 +14,600 New
RJFSA
116
Raymond James Financial Services Advisors
Florida
$187K 14,225 -68 -0.5%
FAAS
117
First Allied Advisory Services
California
$177K 13,548 -804 -6%
FCI
118
Financial Counselors Inc
Kansas
$173K 13,115 – –
US Bancorp
119
US Bancorp
Minnesota
$161K 12,240 -169 -1%
MML Investors Services
120
MML Investors Services
Massachusetts
$157K 11,904 -472 -4%
JPMPWA
121
J.P. Morgan Private Wealth Advisors
California
$157K 11,919 +11,919 New
Wolverine Trading
122
Wolverine Trading
Illinois
$153K 11,657 -20,228 -63%
SWP
123
Stratos Wealth Partners
Ohio
$151K 11,475 -300 -3%
AI
124
Atria Investments
North Carolina
$135K 10,289 -10,422 -50%
FNBOMD
125
First National Bank of Mount Dora
Florida
$132K 10,000 – –
3 4
5
6 7