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Hercules Capital
HTGC

Overview Fund Activity

261 hedge funds and large institutions have $432M invested in Hercules Capital in 2022 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 97 increasing their positions, 64 reducing their positions, and 19 closing their positions.

Holders
261
Holders Change
+25
Holders Change %
+10.59%
% of All Funds
4.21%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
48
Increased
97
Reduced
64
Closed
19
Calls
$9.31M
Puts
$27.9M
Net Calls
-$18.6M
Net Calls Change
-$14.4M

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$10.1M
2
SIS
2
Sound Income Strategies
Florida
$32.3M
3
Connor, Clark & Lunn Investment Management (CC&L)
3
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$2.93M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$2.06M
5
SNB
5
Security National Bank
Nebraska
$4.41M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$14.9M
2
UBS Group
2
UBS Group
Switzerland
$4M
3
T. Rowe Price Investment Management
3
T. Rowe Price Investment Management
Maryland
$18.3M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$10.5M
5
Wells Fargo
5
Wells Fargo
California
$7.45M
Name Market Value Shares Shares
Change 		Shares
Change %
LCWP
76
Legacy Capital Wealth Partners
Arkansas
$1M 75,664 +10,954 +17%
NFG
77
Nations Financial Group
Iowa
$958K 72,460 +72,460 New
NGA
78
Naples Global Advisors
Florida
$917K 69,338 +4,519 +7%
PNAA
79
Pictet North America Advisors
Switzerland
$888K 67,151 – –
BPC
80
Banque Pictet & Cie
Switzerland
$888K 67,151 – –
SIAP
81
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$853K 64,500 +3,500 +6%
National Bank of Canada
82
National Bank of Canada
Quebec, Canada
$814K 61,600 +61,000 +10,167%
BAAM
83
Baker Avenue Asset Management
California
$783K 59,204 +15,480 +35%
Envestnet Asset Management
84
Envestnet Asset Management
Illinois
$781K 59,109 -764 -1%
New York State Common Retirement Fund
85
New York State Common Retirement Fund
New York
$781K 59,092 – –
IG
86
ING Group
Netherlands
$772K 58,408 +58,408 New
Mirae Asset Global Investments
87
Mirae Asset Global Investments
South Korea
$772K 58,380 -23,113 -28%
Invesco
88
Invesco
Georgia
$771K 58,319 +11,008 +23%
SHGA
89
Sand Hill Global Advisors
California
$718K 54,348 – –
AWA
90
Arkadios Wealth Advisors
Georgia
$691K 52,276 +28,017 +115%
Truist Financial
91
Truist Financial
North Carolina
$676K 51,129 -3,202 -6%
Mackenzie Financial
92
Mackenzie Financial
Ontario, Canada
$663K 50,152 -562 -1%
TI
93
Tidal Investments
Wisconsin
$623K 47,143 +2,619 +6%
HighTower Advisors
94
HighTower Advisors
Illinois
$621K 47,043 +1,653 +4%
Cetera Investment Advisers
95
Cetera Investment Advisers
Illinois
$620K 46,932 +4,496 +11%
NSIM
96
North Star Investment Management
Illinois
$620K 46,896 -4,090 -8%
GA
97
GraniteShares Advisors
New York
$616K 46,591 -726 -2%
Bank of New York Mellon
98
Bank of New York Mellon
New York
$607K 45,888 -7,919 -15%
WI
99
Wintrust Investments
Illinois
$588K 44,471 +28,110 +172%
FCM
100
FJ Capital Management
Virginia
$587K 44,367 +44,367 New
2 3
4
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