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Hercules Capital
HTGC

Overview Fund Activity

218 hedge funds and large institutions have $511M invested in Hercules Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 83 increasing their positions, 60 reducing their positions, and 21 closing their positions.

Holders
218
Holders Change
+4
Holders Change %
+1.87%
% of All Funds
3.83%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
27
Increased
83
Reduced
60
Closed
21
Calls
$9.7M
Puts
$11.3M
Net Calls
-$1.64M
Net Calls Change
+$892K

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$8.47M
2
Invesco
2
Invesco
Georgia
$18M
3
BlackRock
3
BlackRock
New York
$15.5M
4
UIC
4
Uniplan Investment Counsel
Wisconsin
$2.6M
5
LCWP
5
Legacy Capital Wealth Partners
Arkansas
$2.38M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$0
2
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$5.54M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$1.23M
4
Skandinaviska Enskilda Banken (SEB)
4
Skandinaviska Enskilda Banken (SEB)
Sweden
$0
5
MC
5
Muzinich & Co
New York
$8.53M
Name Market Value Shares Shares
Change 		Shares
Change %
Northern Trust
76
Northern Trust
Illinois
$1.01M 60,655 -26,310 -30%
BNP Paribas Financial Markets
77
BNP Paribas Financial Markets
France
$993K 59,778 +12,405 +26%
JCM
78
Jag Capital Management
Missouri
$963K 57,949 +7 +0%
TA
79
Tectonic Advisors
Texas
$878K 52,838 +16,331 +45%
NGA
80
Naples Global Advisors
Florida
$862K 51,891 +2,845 +6%
PAG
81
Private Advisor Group
New Jersey
$836K 50,356 +3,838 +8%
Goldman Sachs
82
Goldman Sachs
New York
$833K 50,179 +4,556 +10%
GIM
83
Greylin Investment Management
Virginia
$831K 50,000 -1,950 -4%
OQS
84
Occudo Quantitative Strategies
Florida
$822K 49,496 +49,496 New
JPMPWA
85
J.P. Morgan Private Wealth Advisors
California
$814K 48,986 +2,013 +4%
SIAP
86
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$796K 47,900 – –
BAAM
87
Baker Avenue Asset Management
California
$764K 45,999 +35,749 +349%
HighTower Advisors
88
HighTower Advisors
Illinois
$749K 44,903 -69,543 -61%
Canada Life
89
Canada Life
Manitoba, Canada
$741K 44,332 +6,867 +18%
SW
90
SVB Wealth
Massachusetts
$725K 43,606 -78,142 -64%
SSA
91
Schonfeld Strategic Advisors
New York
$713K 42,900 -4,900 -10%
Mirae Asset Global Investments
92
Mirae Asset Global Investments
South Korea
$694K 41,828 -9,456 -18%
Truist Financial
93
Truist Financial
North Carolina
$684K 41,166 -2,972 -7%
US Bancorp
94
US Bancorp
Minnesota
$669K 40,222 +567 +1%
CA
95
Cetera Advisors
Colorado
$666K 40,095 +4,807 +14%
FFWM
96
Future Financial Wealth Management
Ohio
$631K 37,000 – –
Envestnet Asset Management
97
Envestnet Asset Management
Illinois
$629K 37,887 +16,394 +76%
VEA
98
Virtus ETF Advisers
New York
$592K 35,660 +2,408 +7%
SPIA
99
Steward Partners Investment Advisory
New York
$590K 35,537 +428 +1%
AIC
100
Archer Investment Corporation
Indiana
$590K 35,500 – –
2 3
4
5 6