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Hercules Capital
HTGC

Overview Fund Activity

213 hedge funds and large institutions have $510M invested in Hercules Capital in 2021 Q1 according to their latest regulatory filings, with 42 funds opening new positions, 75 increasing their positions, 60 reducing their positions, and 19 closing their positions.

Holders
213
Holders Change
+20
Holders Change %
+10.36%
% of All Funds
3.75%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
42
Increased
75
Reduced
60
Closed
19
Calls
$3.83M
Puts
$4.44M
Net Calls
-$611K
Net Calls Change
-$4.04M

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$6.43M
2
VanEck Associates
2
VanEck Associates
New York
$18.8M
3
Invesco
3
Invesco
Georgia
$12.6M
4
CIBC Private Wealth Group
4
CIBC Private Wealth Group
Georgia
$1.54M
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$2.69M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$16M
2
MHI
2
Miller Howard Investments
New York
$0
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$15.9M
4
MC
4
Muzinich & Co
New York
$12.1M
5
Sumitomo Mitsui Trust Group
5
Sumitomo Mitsui Trust Group
Japan
$12M
Name Holding Trade Value Shares
Change 		Shares
Change %
DA
76
Duality Advisers
Florida
$924K -$38.2K -2,380 -4%
GIM
77
Greylin Investment Management
Virginia
$886K -$37.7K -2,350 -4%
Bank of America
78
Bank of America
North Carolina
$837K +$312K +19,437 +59%
US Bancorp
79
US Bancorp
Minnesota
$818K – – –
Ameriprise
80
Ameriprise
Minnesota
$812K +$75.7K +4,723 +10%
Mackenzie Financial
81
Mackenzie Financial
Ontario, Canada
$785K +$785K +48,956 New
SIAP
82
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$768K +$48.1K +3,000 +7%
PAG
83
Private Advisor Group
New Jersey
$761K -$53.6K -3,346 -7%
Mirae Asset Global Investments
84
Mirae Asset Global Investments
South Korea
$756K +$441K +27,529 +140%
NGA
85
Naples Global Advisors
Florida
$755K -$66.2K -4,130 -8%
EGA
86
Eagle Global Advisors
Texas
$631K -$242K -15,110 -28%
Two Sigma Advisers
87
Two Sigma Advisers
New York
$601K -$957K -59,700 -61%
LC
88
Lindbrook Capital
California
$597K – – –
FFWM
89
Future Financial Wealth Management
Ohio
$593K – – –
AWA
90
Arkadios Wealth Advisors
Georgia
$593K +$3.41K +213 +0.6%
SPIA
91
Steward Partners Investment Advisory
New York
$586K +$77.4K +4,831 +15%
SWP
92
Stratos Wealth Partners
Ohio
$572K +$134K +8,373 +31%
Canada Life
93
Canada Life
Manitoba, Canada
$559K -$301K -18,924 -35%
CA
94
Cetera Advisors
Colorado
$553K +$34.6K +2,160 +7%
CIC
95
Carnegie Investment Counsel
Ohio
$533K -$7.69K -480 -1%
TLFA
96
True Link Financial Advisors
California
$533K – – –
CC
97
Claybrook Capital
Massachusetts
$523K +$523K +32,620 New
PCM
98
Prelude Capital Management
New York
$521K +$521K +32,500 New
AIC
99
Archer Investment Corporation
Indiana
$521K +$6.41K +400 +1%
CSS
100
Cubist Systematic Strategies
Connecticut
$496K +$496K +30,933 New
2 3
4
5 6