HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

169 hedge funds and large institutions have $392M invested in Hercules Capital in 2019 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 59 increasing their positions, 51 reducing their positions, and 31 closing their positions.

Holders
169
Holders Change
-2
Holders Change %
-1.17%
% of All Funds
3.66%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
32
Increased
59
Reduced
51
Closed
31
Calls
$494K
Puts
$3.68M
Net Calls
-$3.19M
Net Calls Change
-$2.61M

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$27.4M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$25.3M
3
Goldman Sachs
3
Goldman Sachs
New York
$6.26M
4
SAMH
4
Shanda Asset Management Holdings
British Virgin Islands
$30.4M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$3.84M

Top Sellers

1
AM
1
Ares Management
California
$7.33M
2
UBS Group
2
UBS Group
Switzerland
$16.6M
3
NC
3
Northpointe Capital
Michigan
$0
4
Loomis, Sayles & Company
4
Loomis, Sayles & Company
Massachusetts
$0
5
CFG
5
CNO Financial Group
Indiana
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PCM
76
Palisade Capital Management
New Jersey
$439K 34,669 +34,669 New
Citadel Advisors
77
Citadel Advisors
Florida
$393K 31,059 +11,915 +62%
Canada Life
78
Canada Life
Manitoba, Canada
$380K 30,155 +1,540 +5%
Neuberger Berman Group
79
Neuberger Berman Group
New York
$367K 28,954 +4,002 +16%
Millennium Management
80
Millennium Management
New York
$363K 28,673 -312,263 -92%
BAM
81
Blueshift Asset Management
New Jersey
$356K 28,112 +28,112 New
Wolverine Trading
82
Wolverine Trading
Illinois
$346K 27,338 -1,120 -4%
Mirae Asset Global Investments
83
Mirae Asset Global Investments
South Korea
$327K 25,820 +3,806 +17%
CANY
84
Caxton Associates (New York)
New York
$296K 23,390 +23,390 New
AIC
85
Archer Investment Corporation
Indiana
$291K 23,000 – –
SM
86
Salzhauer Michael
$291K 23,000 – –
Bank of America
87
Bank of America
North Carolina
$288K 22,693 -6,381 -22%
PAG
88
Private Advisor Group
New Jersey
$288K 22,741 +2,418 +12%
SI
89
Stephens Inc
Arkansas
$279K 22,076 -967 -4%
NSIM
90
North Star Investment Management
Illinois
$269K 21,242 +42 +0.2%
CIBC World Market
91
CIBC World Market
Ontario, Canada
$262K 20,685 -542 -3%
SB
92
Suntrust Banks
Georgia
$244K 19,253 +2,931 +18%
SG Americas Securities
93
SG Americas Securities
New York
$241K 19,058 +3,831 +25%
Creative Planning
94
Creative Planning
Kansas
$236K 18,630 -686 -4%
ECM
95
ExodusPoint Capital Management
New York
$235K 18,600 -6,000 -24%
RJFSA
96
Raymond James Financial Services Advisors
Florida
$222K 17,562 -8,234 -32%
PPP
97
Private Portfolio Partners
New Jersey
$218K 17,231 +326 +2%
SEI Investments
98
SEI Investments
Pennsylvania
$206K 15,756 +2,505 +19%
RA
99
Rational Advisors
New York
$206K 16,270 +16,270 New
AIMCA
100
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$203K 16,009 +16,009 New
2 3
4
5 6