HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

161 hedge funds and large institutions have $393M invested in Hercules Capital in 2018 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 44 increasing their positions, 67 reducing their positions, and 25 closing their positions.

Holders
161
Holders Change
-2
Holders Change %
-1.23%
% of All Funds
3.7%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
23
Increased
44
Reduced
67
Closed
25
Calls
$860K
Puts
$1.78M
Net Calls
-$922K
Net Calls Change
+$9K

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$25.6M
2
AM
2
Ares Management
California
$17.1M
3
CFG
3
CNO Financial Group
Indiana
$2.96M
4
CF
4
Centaurus Financial
California
$1.76M
5
OCG
5
Opus Capital Group
Ohio
$1.75M

Top Sellers

1
MC
1
Muzinich & Co
New York
$24.8M
2
MWNA
2
Marshall Wace North America
New York
$2.64M
3
UBS Group
3
UBS Group
Switzerland
$23.2M
4
Millennium Management
4
Millennium Management
New York
$6.76M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$1.57M
Name Market Value Shares Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
76
Cambridge Investment Research Advisors
Iowa
$469K 38,739 -13,392 -26%
SEI Investments
77
SEI Investments
Pennsylvania
$419K 34,645 +9,180 +36%
SIA
78
Sit Investment Associates
Minnesota
$396K 32,700 +8,050 +33%
Wolverine Trading
79
Wolverine Trading
Illinois
$386K 31,885 +14,219 +80%
Bank of New York Mellon
80
Bank of New York Mellon
New York
$373K 30,814 -3,062 -9%
JPMorgan Chase & Co
81
JPMorgan Chase & Co
New York
$372K 30,776 +14,372 +88%
Capital Fund Management (CFM)
82
Capital Fund Management (CFM)
France
$368K 30,400 -6,000 -16%
BSG
83
Black Swift Group
Colorado
$363K 30,000 -3,000 -9%
CIBC World Market
84
CIBC World Market
Ontario, Canada
$355K 29,301 -656 -2%
NSIM
85
North Star Investment Management
Illinois
$353K 29,200 -6,300 -18%
Citadel Advisors
86
Citadel Advisors
Florida
$307K 25,373 -13,753 -35%
TCM
87
Tufton Capital Management
Maryland
$299K 24,758 -20,384 -45%
SI
88
Stephens Inc
Arkansas
$298K 24,634 -967 -4%
CS
89
Credit Suisse
Switzerland
$298K 24,588 +24,588 New
GIM
90
Greenwich Investment Management
Connecticut
$280K 23,170 +10,745 +86%
State Street
91
State Street
Massachusetts
$274K 22,683 -485 -2%
EGA
92
Eagle Global Advisors
Texas
$272K 22,460 +7,850 +54%
Canada Life
93
Canada Life
Manitoba, Canada
$271K 22,311 +22,311 New
TG
94
TCW Group
California
$270K 22,302 – –
Jane Street
95
Jane Street
New York
$269K 22,195 +22,195 New
Citigroup
96
Citigroup
New York
$256K 21,149 -533 -2%
Neuberger Berman Group
97
Neuberger Berman Group
New York
$254K 20,958 +2,000 +11%
California Public Employees Retirement System
98
California Public Employees Retirement System
California
$252K 20,800 -29,100 -58%
GXMC
99
Global X Management Company
New York
$247K 20,384 +1,923 +10%
SM
100
Salzhauer Michael
$242K 20,000 – –
2 3
4
5 6