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Hercules Capital
HTGC

Overview Fund Activity

288 hedge funds and large institutions have $549M invested in Hercules Capital in 2023 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 114 increasing their positions, 62 reducing their positions, and 23 closing their positions.

Holders
288
Holders Change
+24
Holders Change %
+9.09%
% of All Funds
4.22%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
52
Increased
114
Reduced
62
Closed
23
Calls
$17.3M
Puts
$5.69M
Net Calls
+$11.6M
Net Calls Change
+$2.3M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$34.1M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$30.2M
3
VanEck Associates
3
VanEck Associates
New York
$40.3M
4
Goldman Sachs
4
Goldman Sachs
New York
$4.09M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$12.1M

Top Sellers

1
MHI
1
Miller Howard Investments
New York
$4.5M
2
LSV Asset Management
2
LSV Asset Management
Illinois
$0
3
UBS Group
3
UBS Group
Switzerland
$2.86M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$6.59M
5
CF
5
Centaurus Financial
California
$4.08M
Name Market Value Shares Shares
Change 		Shares
Change %
MYIA
51
Mount Yale Investment Advisors
Colorado
$2.32M 138,983 -21,960 -14%
Rockefeller Capital Management
52
Rockefeller Capital Management
New York
$2.25M 134,689 -3,070 -2%
Tudor Investment Corp
53
Tudor Investment Corp
Connecticut
$2.21M 132,604 +132,604 New
Qube Research & Technologies (QRT)
54
Qube Research & Technologies (QRT)
United Kingdom
$2.19M 131,390 +131,390 New
GL
55
Graypoint LLC
New York
$2.17M 129,958 +3,851 +3%
PCM
56
Polaris Capital Management
Massachusetts
$2.09M 125,545 +3,685 +3%
Canada Life
57
Canada Life
Manitoba, Canada
$2.03M 122,651 -12,377 -9%
AM
58
Ares Management
California
$1.97M 118,038 +93,038 +372%
CIBC Private Wealth Group
59
CIBC Private Wealth Group
Georgia
$1.91M 114,495 – –
Cambridge Investment Research Advisors
60
Cambridge Investment Research Advisors
Iowa
$1.85M 110,795 +3,701 +3%
TFCM
61
Taylor Frigon Capital Management
Arizona
$1.85M 110,788 -2,142 -2%
HF
62
HRT Financial
New York
$1.82M 108,998 +97,442 +843%
WI
63
Wintrust Investments
Illinois
$1.81M 108,586 +10,943 +11%
WC
64
Waterloo Capital
Texas
$1.8M 108,181 +108,181 New
Northern Trust
65
Northern Trust
Illinois
$1.8M 108,090 -23,843 -18%
TIM
66
Triad Investment Management
California
$1.77M 106,232 +1,274 +1%
DnB Asset Management
67
DnB Asset Management
Norway
$1.76M 105,285 – –
LCWP
68
Legacy Capital Wealth Partners
Arkansas
$1.66M 99,722 +7,203 +8%
PAG
69
Private Advisor Group
New Jersey
$1.55M 93,264 +21,995 +31%
DM
70
Delphi Management
Massachusetts
$1.53M 91,971 +5,140 +6%
BNP Paribas Financial Markets
71
BNP Paribas Financial Markets
France
$1.52M 91,093 +46,614 +105%
QT
72
Quantbot Technologies
New York
$1.52M 90,988 +38,984 +75%
Invesco
73
Invesco
Georgia
$1.51M 90,584 -6,235 -6%
ECM
74
ExodusPoint Capital Management
New York
$1.48M 89,021 +20,483 +30%
SPC
75
Sigma Planning Corp
Michigan
$1.47M 88,278 -80,535 -48%
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