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Hercules Capital

128 hedge funds and large institutions have $455M invested in Hercules Capital in 2013 Q2 according to their latest regulatory filings, with 128 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

405% more call options, than puts

Call options by funds: $767K | Put options by funds: $152K

54.49% more ownership

Funds ownership: 0%54.49% (+54%)

Holders
128
Holders Change
+128
Holders Change %
% of All Funds
4.18%
Holding in Top 10
3
Holding in Top 10 Change
+3
Holding in Top 10 Change %
% of All Funds
0.1%
New
128
Increased
Reduced
Closed
Calls
$767K
Puts
$152K
Net Calls
+$615K
Net Calls Change
+$615K

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change
Change in
Stake
BA
51
BlackRock Advisors
Delaware
$1.69M +$1.57M +120,855 New
California State Teachers Retirement System (CalSTRS)
52
California State Teachers Retirement System (CalSTRS)
California
$1.5M +$1.4M +107,263 New
DCM
53
Driehaus Capital Management
Illinois
$1.49M +$1.39M +106,881 New
AIG
54
American International Group
New York
$1.38M +$1.29M +98,882 New
AllianceBernstein
55
AllianceBernstein
Tennessee
$1.38M +$1.28M +98,629 New
CS
56
Credit Suisse
Switzerland
$1.34M +$1.25M +96,374 New
Barclays
57
Barclays
United Kingdom
$1.25M +$1.17M +89,657 New
Charles Schwab
58
Charles Schwab
California
$1.22M +$1.13M +87,200 New
RhumbLine Advisers
59
RhumbLine Advisers
Massachusetts
$1.21M +$1.13M +87,068 New
TA
60
Teachers Advisors
New York
$1.21M +$1.13M +86,684 New
JP Morgan Chase
61
JP Morgan Chase
New York
$1.2M +$1.12M +86,067 New
SI
62
Stephens Inc
Arkansas
$1.08M +$1.01M +77,393 New
Bank of America
63
Bank of America
North Carolina
$986K +$921K +70,785 New
NSEDCP
64
NJ State Employees Deferred Compensation Plan
New Jersey
$906K +$846K +65,000 New
Janney Montgomery Scott
65
Janney Montgomery Scott
Pennsylvania
$880K +$822K +63,156 New
TRSOTSOK
66
Teachers Retirement System of the State of Kentucky
Kentucky
$847K +$791K +60,743 New
Wellington Management Group
67
Wellington Management Group
Massachusetts
$847K +$791K +60,743 New
YMRC
68
Yorktown Management & Research Company
Virginia
$836K +$781K +60,000 New
Royal Bank of Canada
69
Royal Bank of Canada
Ontario, Canada
$835K +$779K +59,860 New
Swiss National Bank
70
Swiss National Bank
Switzerland
$820K +$765K +58,800 New
VanEck Associates
71
VanEck Associates
New York
$815K +$761K +58,461 New
Citigroup
72
Citigroup
New York
$806K +$753K +57,881 New
HB
73
Homrich & Berg
Georgia
$779K +$727K +55,861 New
Two Sigma Advisers
74
Two Sigma Advisers
New York
$727K +$678K +52,130 New
MLICM
75
Metropolitan Life Insurance Company (MetLife)
New York
$702K +$655K +50,324 New