HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

246 hedge funds and large institutions have $515M invested in Hercules Capital in 2021 Q4 according to their latest regulatory filings, with 49 funds opening new positions, 90 increasing their positions, 59 reducing their positions, and 17 closing their positions.

Holders
246
Holders Change
+28
Holders Change %
+12.84%
% of All Funds
3.8%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
49
Increased
90
Reduced
59
Closed
17
Calls
$9.02M
Puts
$11.2M
Net Calls
-$2.16M
Net Calls Change
-$521K

Top Buyers

1
CSS
1
Cubist Systematic Strategies
Connecticut
$3.43M
2
Citadel Advisors
2
Citadel Advisors
Florida
$2.68M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$12M
4
VanEck Associates
4
VanEck Associates
New York
$24.5M
5
HF
5
HRT Financial
New York
$2.31M

Top Sellers

1
Invesco
1
Invesco
Georgia
$773K
2
N
2
Natixis
France
$476K
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$35.7M
4
ACM
4
Advisors Capital Management
New Jersey
$14.4M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$235K
Name Market Value Shares Shares
Change 		Shares
Change %
CAGAS
26
Capital Advisory Group Advisory Services
Minnesota
$4.87M 293,787 +27,637 +10%
LPL Financial
27
LPL Financial
California
$4.63M 279,245 -13,622 -5%
Aberdeen Group
28
Aberdeen Group
United Kingdom
$4.62M 278,628 – –
AllianceBernstein
29
AllianceBernstein
Tennessee
$4.45M 268,404 – –
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$4.41M 266,142 +4 +0%
LSV Asset Management
31
LSV Asset Management
Illinois
$3.83M 230,869 -52,441 -19%
PPA
32
Parametric Portfolio Associates
Washington
$3.7M 222,784 -7,499 -3%
Voloridge Investment Management
33
Voloridge Investment Management
Florida
$3.65M 219,831 +30,490 +16%
CSS
34
Cubist Systematic Strategies
Connecticut
$3.43M 206,465 +187,809 +1,007%
RJA
35
Raymond James & Associates
Florida
$3.39M 204,133 -210 -0.1%
HWAM
36
Hennion & Walsh Asset Management
New Jersey
$3.31M 199,604 -10,200 -5%
Neuberger Berman Group
37
Neuberger Berman Group
New York
$3.29M 198,165 +23,873 +14%
ADBIC
38
A.D. Beadell Investment Counsel
Wisconsin
$3.06M 184,482 -6,968 -4%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$3.05M 183,712 +5,548 +3%
D.E. Shaw & Co
40
D.E. Shaw & Co
New York
$3.02M 181,792 +107,683 +145%
Tudor Investment Corp
41
Tudor Investment Corp
Connecticut
$2.97M 179,105 +11,905 +7%
Fidelity International
42
Fidelity International
Bermuda
$2.87M 173,045 +74,854 +76%
SNB
43
Security National Bank
Nebraska
$2.74M 165,320 +10,553 +7%
Citadel Advisors
44
Citadel Advisors
Florida
$2.68M 161,351 +161,351 New
SPC
45
Sigma Planning Corp
Michigan
$2.61M 157,045 -3,674 -2%
SG Americas Securities
46
SG Americas Securities
New York
$2.49M 150,126 +13,526 +10%
FWP
47
FAS Wealth Partners
Kansas
$2.48M 149,258 +1,915 +1%
OQS
48
Occudo Quantitative Strategies
Florida
$2.45M 147,579 +98,083 +198%
MYIA
49
Mount Yale Investment Advisors
Colorado
$2.44M 147,027 +14,126 +11%
UIC
50
Uniplan Investment Counsel
Wisconsin
$2.41M 145,424 -11,225 -7%
1
2
3 4 5