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Hercules Capital
HTGC

Overview Fund Activity

191 hedge funds and large institutions have $494M invested in Hercules Capital in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 61 increasing their positions, 47 reducing their positions, and 24 closing their positions.

Holders
191
Holders Change
+14
Holders Change %
+7.91%
% of All Funds
3.77%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
42
Increased
61
Reduced
47
Closed
24
Calls
$964K
Puts
$722K
Net Calls
+$242K
Net Calls Change
+$1.92M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$7.92M
2
Macquarie Group
2
Macquarie Group
Australia
$8.31M
3
Millennium Management
3
Millennium Management
New York
$11.3M
4
Assenagon Asset Management
4
Assenagon Asset Management
Luxembourg
$3.07M
5
Rockefeller Capital Management
5
Rockefeller Capital Management
New York
$2.98M

Top Sellers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$13.9M
2
MPAM
2
Monarch Partners Asset Management
Massachusetts
$1.74M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.34M
4
Deutsche Bank
4
Deutsche Bank
Germany
$896K
5
Citadel Advisors
5
Citadel Advisors
Florida
$5.84M
Name Market Value Shares Shares
Change 		Shares
Change %
LSV Asset Management
26
LSV Asset Management
Illinois
$5.11M 364,560 -6,300 -2%
Northern Trust
27
Northern Trust
Illinois
$4.35M 310,475 +20,451 +7%
MHI
28
Miller Howard Investments
New York
$4.33M 308,552 – –
MCM
29
McKinley Capital Management
Alaska
$4.19M 299,045 +5,012 +2%
PPA
30
Parametric Portfolio Associates
Washington
$4.02M 286,738 -8,542 -3%
VEA
31
Virtus ETF Advisers
New York
$3.93M 280,145 -16,437 -6%
TAM
32
Trillium Asset Management
Massachusetts
$3.7M 263,689 +7,736 +3%
Goldman Sachs
33
Goldman Sachs
New York
$3.52M 251,191 +11,325 +5%
AAM
34
Advisors Asset Management
Colorado
$3.5M 249,829 -15,200 -6%
AllianceBernstein
35
AllianceBernstein
Tennessee
$3.46M 247,107 – –
AR
36
Advisory Research
Illinois
$3.21M 228,701 -32,821 -13%
California Public Employees Retirement System
37
California Public Employees Retirement System
California
$3.08M 219,600 -8,200 -4%
Assenagon Asset Management
38
Assenagon Asset Management
Luxembourg
$3.07M 218,919 +218,919 New
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$2.98M 212,329 +212,329 New
RJA
40
Raymond James & Associates
Florida
$2.91M 207,813 +9,103 +5%
Susquehanna International Group
41
Susquehanna International Group
Pennsylvania
$2.85M 203,165 -35,156 -15%
ADBIC
42
A.D. Beadell Investment Counsel
Wisconsin
$2.83M 201,989 -1,000 -0.5%
PCM
43
Polaris Capital Management
Massachusetts
$2.42M 172,476 -41,127 -19%
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
$2.37M 168,671 +1,714 +1%
LPL Financial
45
LPL Financial
California
$2.27M 161,739 +36,088 +29%
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
$2.2M 156,780 +1,102 +0.7%
Invesco
47
Invesco
Georgia
$2.04M 145,401 -12,514 -8%
American Century Companies
48
American Century Companies
Missouri
$1.94M 138,358 +138,358 New
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
$1.9M 135,207 +1,676 +1%
GI
50
Glovista Investments
New Jersey
$1.82M 129,606 -29,372 -18%
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