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Hercules Capital
HTGC

Overview Fund Activity

128 hedge funds and large institutions have $455M invested in Hercules Capital in 2013 Q2 according to their latest regulatory filings, with 128 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
128
Holders Change
+128
Holders Change %
–
% of All Funds
4.18%
Holding in Top 10
3
Holding in Top 10 Change
+3
Holding in Top 10 Change %
%
% of All Funds
0.1%
New
128
Increased
–
Reduced
–
Closed
–
Calls
$767K
Puts
$152K
Net Calls
+$615K
Net Calls Change
+$615K

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Shares
Change %
NTCOC
26
Northern Trust Company of Connecticut
Connecticut
$5.97M +$5.97M +428,573 New
UOC
27
UBS O'Connor
Illinois
$5.72M +$5.72M +409,970 New
LTI
28
Laffer Tengler Investments
Tennessee
$5.54M +$5.54M +397,223 New
PI
29
Putnam Investments
Massachusetts
$5.53M +$5.53M +397,029 New
BG
30
BlackRock Group
United Kingdom
$4.92M +$4.92M +353,114 New
Manulife (Manufacturers Life Insurance)
31
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4.08M +$4.08M +292,969 New
TCIM
32
TIAA CREF Investment Management
New York
$3.89M +$3.89M +278,898 New
GC
33
Guggenheim Capital
Illinois
$3.82M +$3.82M +273,679 New
Deutsche Bank
34
Deutsche Bank
Germany
$3.8M +$3.8M +273,009 New
American Century Companies
35
American Century Companies
Missouri
$3.66M +$3.66M +262,759 New
BCA
36
Benchmark Capital Advisors
New York
$3.51M +$3.51M +251,596 New
SI
37
Scout Investments
Missouri
$3.34M +$3.34M +239,425 New
Principal Financial Group
38
Principal Financial Group
Iowa
$3.27M +$3.27M +234,873 New
GHAM
39
Gilman Hill Asset Management
Connecticut
$3.07M +$3.07M +220,150 New
BIM
40
BlackRock Investment Management
Delaware
$2.98M +$2.98M +213,510 New
Brown Advisory
41
Brown Advisory
Maryland
$2.83M +$2.83M +202,940 New
SNC
42
Stifel Nicolaus & Co
Missouri
$2.6M +$2.6M +186,651 New
Goldman Sachs
43
Goldman Sachs
New York
$2.41M +$2.41M +172,844 New
AQR Capital Management
44
AQR Capital Management
Connecticut
$2.39M +$2.39M +171,724 New
Two Sigma Investments
45
Two Sigma Investments
New York
$2.22M +$2.22M +159,496 New
LSV Asset Management
46
LSV Asset Management
Illinois
$2.17M +$2.17M +155,918 New
RJA
47
Raymond James & Associates
Florida
$2.12M +$2.12M +151,694 New
NFA
48
Nationwide Fund Advisors
Ohio
$2.1M +$2.1M +150,715 New
Fuller & Thaler Asset Management
49
Fuller & Thaler Asset Management
California
$1.95M +$1.95M +140,175 New
Fifth Third Bancorp
50
Fifth Third Bancorp
Ohio
$1.94M +$1.94M +138,915 New
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